Orinda Asset Management’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Orinda Asset Management’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-56,695	Closed	-$490K	–	158
2014 Q4	$490K	Buy	56,695 +6,637	+13%	+$57.7K	0.55%	36
2014 Q3	$443K	Sell	50,058 -3,075	-6%	-$30.4K	0.73%	29
2014 Q2	$538K	Sell	53,133 -9,988	-16%	-$98.5K	1.03%	24
2014 Q1	$607K	Buy	63,121 +2,078	+3%	+$19.3K	1.3%	24
2013 Q4	$530K	Hold	61,043	–	–	1.19%	24
2013 Q3	$544K	Buy	61,043 +3,520	+6%	+$32.1K	1.71%	13
2013 Q2	$483K	Buy	+57,523	New	+$527K	1.58%	18

Other funds holding SPPP

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

EPIM

Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Orinda Asset Management's SPPP Position: Q1 2015 in Review

Orinda Asset Management sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q1 2015, closing a stake of 56,695 shares — an estimated $490K sold.

Orinda Asset Management first reported a position in SPPP in Q2 2013 and held it in 7 quarters. The position peaked at $607K in Q1 2014. 32 funds tracked by Wall St. Rank hold SPPP as of Q1 2015.

Orinda Asset Management reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q1 2015 after selling out during the quarter.
Orinda Asset Management sold 56,695 Sprott Physical Platinum and Palladium Trust shares in Q1 2015, an estimated $490K.
Orinda Asset Management first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2013 and held it in 7 quarters.
Orinda Asset Management's Sprott Physical Platinum and Palladium Trust position peaked at $607K in Q1 2014.
32 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q1 2015.

Based on Orinda Asset Management's 13F filing for Q1 2015, filed 12 May 2015.