Scotia Capital’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Scotia Capital’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,500	Closed	-$106K	–	841
2015 Q4	$106K	Hold	15,500	–	–	﹤0.01%	767
2015 Q3	$106K	Hold	15,500	–	–	﹤0.01%	740
2015 Q2	$115K	Buy	15,500 +3,000	+24%	+$24.5K	﹤0.01%	718
2015 Q1	$125K	Sell	12,500 -2,000	-14%	-$17.1K	﹤0.01%	583
2014 Q4	$145K	Hold	14,500	–	–	﹤0.01%	551
2014 Q3	$145K	Hold	14,500	–	–	﹤0.01%	560
2014 Q2	$145K	Sell	14,500 -2,000	-12%	-$19.7K	﹤0.01%	543
2014 Q1	$165K	Buy	16,500 +4,500	+38%	+$41.7K	﹤0.01%	538
2013 Q4	$120K	Buy	12,000 +2,000	+20%	+$17.7K	﹤0.01%	522
2013 Q3	$100K	Hold	10,000	–	–	﹤0.01%	469
2013 Q2	$100K	Buy	+10,000	New	+$91.7K	﹤0.01%	452

Other funds holding SPPP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Caprock Group Boise, Idaho $4.12B AUM

Scotia Capital's SPPP Position: Q1 2016 in Review

Scotia Capital sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q1 2016, closing a stake of 15,500 shares — an estimated $106K sold.

Scotia Capital first reported a position in SPPP in Q2 2013 and held it in 11 quarters. The position peaked at $165K in Q1 2014. 24 funds tracked by Wall St. Rank hold SPPP as of Q1 2016.

Scotia Capital reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q1 2016 after selling out during the quarter.
Scotia Capital sold 15,500 Sprott Physical Platinum and Palladium Trust shares in Q1 2016, an estimated $106K.
Scotia Capital first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2013 and held it in 11 quarters.
Scotia Capital's Sprott Physical Platinum and Palladium Trust position peaked at $165K in Q1 2014.
24 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q1 2016.

Based on Scotia Capital's 13F filing for Q1 2016, filed 12 May 2016.