Independence Advisors’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Independence Advisors’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,000	Closed	-$80K	–	75
2017 Q2	$80K	Sell	10,000 -5,000	-33%	-$39.4K	0.03%	73
2017 Q1	$116K	Sell	15,000 -1,000	-6%	-$7.69K	0.05%	76
2016 Q4	$110K	Sell	16,000 -9,000	-36%	-$63.4K	0.05%	67
2016 Q3	$192K	Buy	25,000 +5,000	+25%	+$37.9K	0.09%	70
2016 Q2	$140K	Buy	+20,000	New	+$132K	0.07%	53

Other funds holding SPPP

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Independence Advisors's SPPP Position: Q3 2017 in Review

Independence Advisors sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q3 2017, closing a stake of 10,000 shares — an estimated $80K sold.

Independence Advisors first reported a position in SPPP in Q2 2016 and held it in 5 quarters. The position peaked at $192K in Q3 2016. 28 funds tracked by Wall St. Rank hold SPPP as of Q3 2017.

Independence Advisors reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q3 2017 after selling out during the quarter.
Independence Advisors sold 10,000 Sprott Physical Platinum and Palladium Trust shares in Q3 2017, an estimated $80K.
Independence Advisors first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2016 and held it in 5 quarters.
Independence Advisors's Sprott Physical Platinum and Palladium Trust position peaked at $192K in Q3 2016.
28 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q3 2017.

Based on Independence Advisors's 13F filing for Q3 2017, filed 16 Oct 2017.