UBS’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

UBS’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$145K	Buy	16,407 +6,407	+64%	+$63.4K	﹤0.01%	5530
2014 Q2	$101K	Sell	10,000 -13,403	-57%	-$132K	﹤0.01%	5927
2014 Q1	$225K	Sell	23,403 -41,097	-64%	-$381K	﹤0.01%	5056
2013 Q4	$560K	Buy	64,500 +51,747	+406%	+$459K	﹤0.01%	4199
2013 Q3	$114K	Buy	12,753 +2,753	+28%	+$25.1K	﹤0.01%	5867
2013 Q2	$84K	Buy	+10,000	New	+$91.7K	﹤0.01%	6108

Other funds holding SPPP

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PWP

Private Wealth Partners Mill Valley, California $1.3B AUM 26.2% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

EPIM

Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

UBS's SPPP Position: Q3 2014 in Review

UBS increased its Sprott Physical Platinum and Palladium Trust (SPPP) stake by 64% in Q3 2014, buying an estimated $63.4K and bringing the position to 16,407 shares worth $145K. The position accounts for ﹤0.01% of the portfolio, ranked #5530.

UBS first reported a position in SPPP in Q2 2013 and has held it in 6 quarters since. The position peaked at $560K in Q4 2013. 42 funds tracked by Wall St. Rank hold SPPP as of Q3 2014.

UBS held 16,407 shares of Sprott Physical Platinum and Palladium Trust worth $145K as of Q3 2014.
UBS bought 6,407 Sprott Physical Platinum and Palladium Trust shares in Q3 2014, an estimated $63.4K.
Sprott Physical Platinum and Palladium Trust made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5530 holding.
UBS first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2013 and has held it in 6 quarters since.
UBS's Sprott Physical Platinum and Palladium Trust position peaked at $560K in Q4 2013.
42 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.