TCM
SPPP

Tradewinds Capital Management’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Tradewinds Capital Management’s Portfolio SPPP Stock Details SPPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-400
Closed -$4K – 645
2014
Q3 		$4K Hold
400
– – ﹤0.01% 464
2014
Q2 		$4K Hold
400
– – ﹤0.01% 478
2014
Q1 		$4K Buy
400
+100
+33% +$927 ﹤0.01% 487
2013
Q4 		$3K Buy
+300
New +$2.66K ﹤0.01% 504

Other funds holding SPPP

VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Tradewinds Capital Management's SPPP Position: Q4 2014 in Review

Tradewinds Capital Management sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q4 2014, closing a stake of 400 shares — an estimated $4K sold.

Tradewinds Capital Management first reported a position in SPPP in Q4 2013 and held it in 4 quarters. The position peaked at $4K in Q3 2014. 38 funds tracked by Wall St. Rank hold SPPP as of Q4 2014.

  • Tradewinds Capital Management reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q4 2014 after selling out during the quarter.
  • Tradewinds Capital Management sold 400 Sprott Physical Platinum and Palladium Trust shares in Q4 2014, an estimated $4K.
  • Tradewinds Capital Management first reported a position in Sprott Physical Platinum and Palladium Trust in Q4 2013 and held it in 4 quarters.
  • Tradewinds Capital Management's Sprott Physical Platinum and Palladium Trust position peaked at $4K in Q3 2014.
  • 38 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q4 2014.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.