SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $74M invested in Special Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
6
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$3.78M
2
RVP
Relative Value Partners
Illinois
$37.7M
3
BCM
Bares Capital Management
Texas
$1.92M
4
IT
Independence Trust
Tennessee
$1.02M
5
WAM
Weiss Asset Management
Massachusetts
$381K

Top Sellers

1
HK
Horizon Kinetics
New York
$7.4M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$244K
3
CL
CSS LLC
Illinois
$3.39M
4
AA
Ancora Advisors
Ohio
$5.19M
5
Morgan Stanley
Morgan Stanley
New York
$1.93M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
26
Carroll Financial Associates
North Carolina
$18K – – –
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$15K – – –
US Bancorp
28
US Bancorp
Minnesota
$12K – – –
Citigroup
29
Citigroup
New York
$10K – – –
TRCT
30
Tower Research Capital (TRC)
New York
$3K +$3K +200 New
PMFA
31
Plante Moran Financial Advisors
Michigan
– -$112K -6,727 Closed
1
2