RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

42 hedge funds and large institutions have $47.8M invested in RiverNorth Opportunities Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$2.13M
2
MP
2
Mangrove Partners
Connecticut
$4.55M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$1.06M
4
LPL Financial
4
LPL Financial
California
$856K
5
Morgan Stanley
5
Morgan Stanley
New York
$16.6M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$509K
2
SIA
2
Sit Investment Associates
Minnesota
$2.67M
3
BRWA
3
B. Riley Wealth Advisors
Florida
$2.03M
4
CA
4
Cornerstone Advisors
North Carolina
$0
5
CCP
5
Clough Capital Partners
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$304K 28,902 +467 +2%
CW
27
Channel Wealth
California
$277K 26,396 +1,080 +4%
WS
28
Wedbush Securities
California
$276K 26,267 +9,069 +53%
SBIA
29
Sheaff Brock Investment Advisors
Indiana
$247K 23,500 – –
WIM
30
Westside Investment Management
California
$223K 21,200 – –
UBS Group
31
UBS Group
Switzerland
$163K 15,518 -1,661 -10%
LCM
32
Landscape Capital Management
New Jersey
$152K 14,487 -15,941 -52%
HighTower Advisors
33
HighTower Advisors
Illinois
$131K 12,500 – –
CIBC Private Wealth Group
34
CIBC Private Wealth Group
Georgia
$124K 11,790 +11,790 New
CA
35
CoreCap Advisors
Michigan
$114K 10,825 – –
BFEC
36
Benjamin F. Edwards & Company
Missouri
$72K 6,819 – –
OLVIG
37
Oliver Lagore Vanvalin Investment Group
Michigan
$25.2K 2,400 – –
NS
38
NBC Securities
Alabama
$21K 2,000 +2,000 New
EC
39
Elequin Capital
New York
$10.9K 1,035 +1,035 New
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$4K 358 -223 -38%
GWM
41
Geneos Wealth Management
Colorado
$3.26K 310 – –
CA
42
Cornerstone Advisors
North Carolina
– – -25,459 Closed
CCP
43
Clough Capital Partners
Massachusetts
– – -16,503 Closed
QL
44
Quarry LP
New York
– – -16,503 Closed
PIA
45
Perennial Investment Advisors
California
– – -16,328 Closed
Stifel Financial
46
Stifel Financial
Missouri
– – -11,999 Closed
AGM
47
Alpine Global Management
New York
– – -11,569 Closed
CFGS
48
Concourse Financial Group Securities
Alabama
– – – –
AA
49
AlphaMark Advisors
Kentucky
$0 42 +42 New
1
2