RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

21 hedge funds and large institutions have $13.7M invested in RiverNorth Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CL
1
CSS LLC
Illinois
$1.94M
2
UBS Group
2
UBS Group
Switzerland
$3.19M
3
Morgan Stanley
3
Morgan Stanley
New York
$834K
4
EWM
4
Edge Wealth Management
New York
$402K
5
RJA
5
Raymond James & Associates
Florida
$1.25M

Top Sellers

1
BMCM
1
Bryn Mawr Capital Management
Pennsylvania
$685K
2
CA
2
Cornerstone Advisors
North Carolina
$0
3
SFS
3
Shaker Financial Services
Virginia
$0
4
Wells Fargo
4
Wells Fargo
California
$1.64M
5
IA
5
IFP Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.19M 196,177 +85,290 +77%
CL
2
CSS LLC
Illinois
$1.94M 119,376 +119,376 New
Wells Fargo
3
Wells Fargo
California
$1.64M 101,052 -4,594 -4%
RJA
4
Raymond James & Associates
Florida
$1.25M 76,882 +18,417 +32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.18M 72,375 +4,020 +6%
Morgan Stanley
6
Morgan Stanley
New York
$834K 51,340 +49,520 +2,721%
BMCM
7
Bryn Mawr Capital Management
Pennsylvania
$685K 42,171 -23,752 -36%
Bank of America
8
Bank of America
North Carolina
$538K 33,080 +4,841 +17%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$519K 31,955 +1,963 +7%
EWM
10
Edge Wealth Management
New York
$402K 24,750 +24,750 New
PAG
11
Private Advisor Group
New Jersey
$296K 18,200 -1,179 -6%
YCM
12
Yakira Capital Management
Connecticut
$293K 18,000 +18,000 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$252K 15,492 +15,492 New
Stifel Financial
14
Stifel Financial
Missouri
$238K 14,700 +14,700 New
MIG
15
Mariner Investment Group
New York
$215K 13,231 +13,231 New
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$50K 3,081 +280 +10%
AG
17
Advisor Group
Arizona
$49K 3,000 +1,000 +50%
QCIG
18
Quad-Cities Investment Group
Iowa
$40K 2,412 +54 +2%
SWM
19
SeaCrest Wealth Management
New York
$33K 2,049 +2,049 New
WANY
20
Wealthspire Advisors (New York)
New York
$12K 750 +750 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$8K 500 – –
CA
22
Cornerstone Advisors
North Carolina
– – -18,590 Closed
SFS
23
Shaker Financial Services
Virginia
– – -12,263 Closed
IA
24
IFP Advisors
Florida
– – -1,600 Closed
SWP
25
Stratos Wealth Partners
Ohio
– – -300 Closed
1
2