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RIV

RiverNorth Opportunities Fund

21 hedge funds and large institutions have $13.7M invested in RiverNorth Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

37% more capital invested

Capital invested by funds: $9.97M → $13.7M (+$3.69M)

17% more funds holding

Funds holding: 1821 (+3)

5.91% more ownership

Funds ownership: 10.16%16.07% (+5.9%)

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.19M +$1.44M +86,740 +77%
CL
2
CSS LLC
Illinois
$1.94M +$2.01M +121,405 New
Wells Fargo
3
Wells Fargo
California
$1.64M -$77.4K -4,672 -4%
RJA
4
Raymond James & Associates
Florida
$1.25M +$310K +18,730 +32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.18M +$67.7K +4,088 +6%
Morgan Stanley
6
Morgan Stanley
New York
$834K +$834K +50,362 +2,721%
BMCM
7
Bryn Mawr Capital Management
Pennsylvania
$685K -$400K -24,156 -36%
Bank of America
8
Bank of America
North Carolina
$538K +$81.5K +4,923 +17%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$519K +$33.1K +1,996 +7%
EWM
10
Edge Wealth Management
New York
$402K +$417K +25,171 New
PAG
11
Private Advisor Group
New Jersey
$296K -$19.9K -1,199 -6%
YCM
12
Yakira Capital Management
Connecticut
$293K +$303K +18,306 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$252K +$261K +15,755 New
Stifel Financial
14
Stifel Financial
Missouri
$238K +$248K +14,950 New
MIG
15
Mariner Investment Group
New York
$215K +$223K +13,456 New
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$50K +$4.7K +284 +10%
AG
17
Advisor Group
Arizona
$49K +$16.8K +1,017 +50%
QCIG
18
Quad-Cities Investment Group
Iowa
$40K +$911 +55 +2%
SWM
19
SeaCrest Wealth Management
New York
$33K +$34.5K +2,084 New
WANY
20
Wealthspire Advisors (New York)
New York
$12K +$12.6K +763 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$8K
CA
22
Cornerstone Advisors
North Carolina
-$349K -18,906 Closed
SFS
23
Shaker Financial Services
Virginia
-$230K -12,471 Closed
IA
24
IFP Advisors
Florida
-$30K -1,627 Closed
SWP
25
Stratos Wealth Partners
Ohio
-$6K -305 Closed

RIV Hedge Fund Activity: Q4 2018 in Review

21 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q4 2018, worth a combined $13.7M — up 37% from $9.97M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RIV positions and 4 closed out — a net gain of 4 holders — while 9 added to existing stakes and 3 trimmed.

The largest buyer was CSS LLC, opening a new position worth an estimated $2.01M. The largest seller was Bryn Mawr Capital Management, cutting an estimated $400K.

  • 21 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q4 2018, up from 18 in Q3 2018.
  • Funds reported $13.7M of RiverNorth Opportunities Fund stock for Q4 2018, up 37% quarter-over-quarter.
  • 8 funds opened new RiverNorth Opportunities Fund positions in Q4 2018 and 4 closed out, a net change of +4 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q4 2018 was CSS LLC, an estimated $2.01M added.
  • The largest RiverNorth Opportunities Fund seller in Q4 2018 was Bryn Mawr Capital Management, an estimated $400K sold.

Based on aggregated 13F filings for Q4 2018.