We are live on ! Find out more
RIV

RiverNorth Opportunities Fund

43 hedge funds and large institutions have $48.5M invested in RiverNorth Opportunities Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

0.42% less ownership

Funds ownership: 21.91%21.49% (-0.42%)

7% less funds holding

Funds holding: 4643 (-3)

10% less capital invested

Capital invested by funds: $53.7M → $48.5M (-$5.27M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
19
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M +$208K +18,499 +1%
MP
2
Mangrove Partners
Connecticut
$4.55M +$602K +53,668 +14%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$2.81M +$177K +15,770 +6%
SIA
4
Sit Investment Associates
Minnesota
$2.67M -$999K -89,017 -26%
Bank of America
5
Bank of America
North Carolina
$2.3M +$144K +12,868 +6%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.13M +$924K +82,351 +69%
BRWA
7
B. Riley Wealth Advisors
Florida
$2.03M -$488K -43,490 -18%
Wells Fargo
8
Wells Fargo
California
$1.95M +$38.9K +3,462 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.57M +$159K +14,205 +10%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.06M +$333K +29,661 +42%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.03M +$182K +16,227 +20%
LPL Financial
12
LPL Financial
California
$856K +$218K +19,407 +31%
NFG
13
Nations Financial Group
Iowa
$731K -$90.6K -8,068 -10%
TVAMP
14
Tennessee Valley Asset Management Partners
Tennessee
$730K +$8.41K +749 +1%
MGWM
15
Marks Group Wealth Management
Minnesota
$706K
NAS
16
NWF Advisory Services
California
$610K
NA
17
NewEdge Advisors
Louisiana
$545K -$63.1K -5,625 -10%
SFS
18
Shaker Financial Services
Virginia
$509K -$1.26M -112,241 -70%
SPC
19
Sigma Planning Corp
Michigan
$443K +$2.05K +183 +0.4%
OC
20
Oppenheimer & Co
New York
$412K +$55.3K +4,923 +14%
AUIM
21
Aegon USA Investment Management
Iowa
$367K +$49.1K +4,371 +14%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$354K +$14.5K +1,292 +4%
USCWA
23
U.S. Capital Wealth Advisors
Texas
$353K -$34.8K -3,100 -8%
CL
24
CSS LLC
Illinois
$347K
SWM
25
SeaCrest Wealth Management
New York
$338K -$10.2K -906 -3%

RIV Hedge Fund Activity: Q3 2023 in Review

43 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q3 2023, worth a combined $48.5M — down 9.8% from $53.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RIV and 4 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 19 added.

The largest buyer was Osaic Holdings, adding an estimated $924K. The largest seller was Shaker Financial Services, cutting an estimated $1.26M.

  • 43 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q3 2023, down from 46 in Q2 2023.
  • Funds reported $48.5M of RiverNorth Opportunities Fund stock for Q3 2023, down 9.8% quarter-over-quarter.
  • 4 funds opened new RiverNorth Opportunities Fund positions in Q3 2023 and 6 closed out, a net change of -2 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q3 2023 was Osaic Holdings, an estimated $924K added.
  • The largest RiverNorth Opportunities Fund seller in Q3 2023 was Shaker Financial Services, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2023.