RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

42 hedge funds and large institutions have $47.8M invested in RiverNorth Opportunities Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$2.13M
2
MP
2
Mangrove Partners
Connecticut
$4.55M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$1.06M
4
LPL Financial
4
LPL Financial
California
$856K
5
Morgan Stanley
5
Morgan Stanley
New York
$16.6M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$509K
2
SIA
2
Sit Investment Associates
Minnesota
$2.67M
3
BRWA
3
B. Riley Wealth Advisors
Florida
$2.03M
4
CA
4
Cornerstone Advisors
North Carolina
$0
5
CCP
5
Clough Capital Partners
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.6M 1,575,558 +18,499 +1%
MP
2
Mangrove Partners
Connecticut
$4.55M 433,063 +53,668 +14%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$2.81M 267,409 +15,770 +6%
SIA
4
Sit Investment Associates
Minnesota
$2.67M 254,307 -89,017 -26%
Bank of America
5
Bank of America
North Carolina
$2.3M 218,815 +12,868 +6%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.13M 202,378 +82,351 +69%
BRWA
7
B. Riley Wealth Advisors
Florida
$2.03M 193,450 -43,490 -18%
Wells Fargo
8
Wells Fargo
California
$1.95M 185,662 +3,462 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.57M 149,724 +14,205 +10%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.06M 100,855 +29,661 +42%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.03M 98,000 +16,227 +20%
LPL Financial
12
LPL Financial
California
$856K 81,447 +19,407 +31%
NFG
13
Nations Financial Group
Iowa
$731K 69,518 -8,068 -10%
TVAMP
14
Tennessee Valley Asset Management Partners
Tennessee
$730K 69,501 +749 +1%
MGWM
15
Marks Group Wealth Management
Minnesota
$706K 67,188 – –
NA
16
NewEdge Advisors
Louisiana
$545K 51,875 -5,625 -10%
SFS
17
Shaker Financial Services
Virginia
$509K 48,474 -112,241 -70%
SPC
18
Sigma Planning Corp
Michigan
$443K 42,146 +183 +0.4%
OC
19
Oppenheimer & Co
New York
$412K 39,180 +4,923 +14%
AUIM
20
Aegon USA Investment Management
Iowa
$367K 34,936 +4,371 +14%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$354K 33,707 +1,292 +4%
USCWA
22
U.S. Capital Wealth Advisors
Texas
$353K 33,604 -3,100 -8%
CL
23
CSS LLC
Illinois
$347K 33,003 – –
SWM
24
SeaCrest Wealth Management
New York
$338K 32,159 -906 -3%
RJA
25
Raymond James & Associates
Florida
$334K 31,820 +539 +2%
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