RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

33 hedge funds and large institutions have $35M invested in RiverNorth Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 0 closing their positions.

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
11
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.1M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$752K
3
SIA
3
Sit Investment Associates
Minnesota
$550K
4
BFM
4
Boothbay Fund Management
New York
$510K
5
USCWA
5
U.S. Capital Wealth Advisors
Texas
$421K

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.99M
2
Bank of America
2
Bank of America
North Carolina
$424K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.8M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$1.07M
5
Stifel Financial
5
Stifel Financial
Missouri
$206K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.1M 1,121,130 +69,134 +7%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$1.99M 116,852 -111,321 -49%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.8M 106,041 -11,748 -10%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.31M 76,979 -6,075 -7%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.07M 62,835 -9,872 -14%
NFG
6
Nations Financial Group
Iowa
$934K 54,967 +11,945 +28%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$752K 44,284 +44,284 New
SWM
8
SeaCrest Wealth Management
New York
$692K 40,683 +8,882 +28%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$628K 36,920 +19,320 +110%
SIA
10
Sit Investment Associates
Minnesota
$550K 32,360 +32,360 New
BWA
11
BDO Wealth Advisors
Florida
$515K 30,310 -8 -0%
BFM
12
Boothbay Fund Management
New York
$510K 30,000 +30,000 New
Bank of America
13
Bank of America
North Carolina
$424K 24,918 -11,801 -32%
USCWA
14
U.S. Capital Wealth Advisors
Texas
$421K 24,770 +24,770 New
Wells Fargo
15
Wells Fargo
California
$398K 23,450 +5,471 +30%
LPL Financial
16
LPL Financial
California
$392K 23,072 +23,072 New
RJA
17
Raymond James & Associates
Florida
$381K 22,429 -1,358 -6%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$373K 21,928 -367 -2%
BRWM
19
B. Riley Wealth Management
Tennessee
$341K 20,072 +562 +3%
BI
20
Bulldog Investors
New Jersey
$312K 18,352 +18,352 New
SBIA
21
Sheaff Brock Investment Advisors
Indiana
$289K 17,000 +3,000 +21%
WS
22
Wedbush Securities
California
$262K 15,401 +3,211 +26%
OC
23
Oppenheimer & Co
New York
$228K 13,427 +121 +0.9%
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$220K 12,950 – –
UBS Group
25
UBS Group
Switzerland
$219K 12,877 +834 +7%
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