Baird Financial Group
RIV

Baird Financial Group’s RiverNorth Opportunities Fund RIV Stock Holding History

Baird Financial Group’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.39M Sell
118,791
-3,885
-3% -$45K ﹤0.01% 1228
2026
Q1 		$1.36M Buy
122,676
+1,899
+2% +$22.3K ﹤0.01% 1167
2025
Q4 		$1.42M Buy
120,777
+6,125
+5% +$71.4K ﹤0.01% 1144
2025
Q3 		$1.38M Buy
114,652
+1,845
+2% +$22.7K ﹤0.01% 1160
2025
Q2 		$1.38M Sell
112,807
-2,621
-2% -$30.7K ﹤0.01% 1123
2025
Q1 		$1.36M Buy
115,428
+15,700
+16% +$189K ﹤0.01% 1079
2024
Q4 		$1.15M Buy
99,728
+813
+0.8% +$10.1K ﹤0.01% 1145
2024
Q3 		$1.28M Buy
98,915
+3,520
+4% +$43.5K ﹤0.01% 1099
2024
Q2 		$1.17M Sell
95,395
-6,572
-6% -$78.7K ﹤0.01% 1115
2024
Q1 		$1.23M Buy
101,967
+2,078
+2% +$24.2K ﹤0.01% 1099
2023
Q4 		$1.1M Buy
99,889
+1,889
+2% +$19.8K ﹤0.01% 1105
2023
Q3 		$1.03M Buy
98,000
+16,227
+20% +$182K ﹤0.01% 1105
2023
Q2 		$935K Buy
81,773
+25,167
+44% +$281K ﹤0.01% 1134
2023
Q1 		$643K Buy
56,606
+13,550
+31% +$161K ﹤0.01% 1233
2022
Q4 		$529K Buy
+43,056
New +$535K ﹤0.01% 1280
2022
Q3 		– Sell
-93,036
Closed -$1.31M – 1818
2022
Q2 		$1.31M Buy
93,036
+3,100
+3% +$45.2K ﹤0.01% 985
2022
Q1 		$1.44M Buy
89,936
+34,254
+62% +$550K ﹤0.01% 1005
2021
Q4 		$888K Sell
55,682
-7,153
-11% -$121K ﹤0.01% 1247
2021
Q3 		$1.07M Sell
62,835
-9,872
-14% -$178K ﹤0.01% 1182
2021
Q2 		$1.33M Buy
72,707
+308
+0.4% +$5.48K ﹤0.01% 1064
2021
Q1 		$1.26M Buy
72,399
+17,361
+32% +$298K ﹤0.01% 1040
2020
Q4 		$886K Buy
55,038
+5,136
+10% +$76.6K ﹤0.01% 1048
2020
Q3 		$715K Sell
49,902
-1,582
-3% -$23.9K ﹤0.01% 1047
2020
Q2 		$764K Sell
51,484
-3,037
-6% -$41.3K ﹤0.01% 1013
2020
Q1 		$677K Buy
54,521
+5,522
+11% +$85.1K ﹤0.01% 984
2019
Q4 		$800K Buy
48,999
+7,654
+19% +$125K ﹤0.01% 1029
2019
Q3 		$703K Buy
41,345
+2,606
+7% +$43.9K ﹤0.01% 1073
2019
Q2 		$649K Buy
38,739
+3,733
+11% +$62.1K ﹤0.01% 1126
2019
Q1 		$568K Buy
35,006
+2,508
+8% +$41.5K ﹤0.01% 999
2018
Q4 		$519K Buy
32,498
+1,996
+7% +$33.1K ﹤0.01% 977
2018
Q3 		$567K Buy
+30,502
New +$586K ﹤0.01% 1010
2018
Q1 		– Sell
-24,738
Closed -$487K – 1296
2017
Q4 		$487K Buy
+24,738
New +$487K ﹤0.01% 1020

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return
EAM
Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Baird Financial Group's RIV Position: Q2 2026 in Review

Baird Financial Group reduced its RiverNorth Opportunities Fund (RIV) stake by 3.2% in Q2 2026, selling an estimated $45K and leaving 118,791 shares worth $1.39M. The position accounts for ﹤0.01% of the portfolio, ranked #1228.

Baird Financial Group first reported a position in RIV in Q4 2017 and has held it in 32 quarters since. The position peaked at $1.44M in Q1 2022. 60 funds tracked by Wall St. Rank hold RIV as of Q2 2026.

  • Baird Financial Group held 118,791 shares of RiverNorth Opportunities Fund worth $1.39M as of Q2 2026.
  • Baird Financial Group sold 3,885 RiverNorth Opportunities Fund shares in Q2 2026, an estimated $45K.
  • RiverNorth Opportunities Fund made up ﹤0.01% of Baird Financial Group's portfolio in Q2 2026, its #1228 holding.
  • Baird Financial Group first reported a position in RiverNorth Opportunities Fund in Q4 2017 and has held it in 32 quarters since.
  • Baird Financial Group's RiverNorth Opportunities Fund position peaked at $1.44M in Q1 2022.
  • 60 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2026.

Based on Baird Financial Group's 13F filing for Q2 2026, filed 12 Aug 2026.