Penserra Capital Management’s RiverNorth Opportunities Fund RIV Stock Holding History

Penserra Capital Management’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$8.28M	Buy	746,374 +81,742	+12%	+$961K	0.1%	218
2025 Q4	$7.8M	Buy	664,632 +61,482	+10%	+$717K	0.09%	216
2025 Q3	$7.24M	Buy	603,150 +14,754	+3%	+$181K	0.09%	215
2025 Q2	$7.21M	Buy	588,396 +17,371	+3%	+$203K	0.1%	206
2025 Q1	$6.73M	Sell	571,025 -63,102	-10%	-$761K	0.12%	177
2024 Q4	$7.29M	Buy	634,127 +25,452	+4%	+$318K	0.13%	182
2024 Q3	$7.86M	Buy	+608,675	New	+$7.52M	0.17%	119

Other funds holding RIV

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AIA

Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Penserra Capital Management's RIV Position: Q1 2026 in Review

Penserra Capital Management increased its RiverNorth Opportunities Fund (RIV) stake by 12% in Q1 2026, buying an estimated $961K and bringing the position to 746,374 shares worth $8.28M. The position accounts for 0.1% of the portfolio, ranked #218.

Penserra Capital Management first reported a position in RIV in Q3 2024 and has held it in 7 quarters since. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

Penserra Capital Management held 746,374 shares of RiverNorth Opportunities Fund worth $8.28M as of Q1 2026.
Penserra Capital Management bought 81,742 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $961K.
RiverNorth Opportunities Fund made up 0.1% of Penserra Capital Management's portfolio in Q1 2026, its #218 holding.
Penserra Capital Management first reported a position in RiverNorth Opportunities Fund in Q3 2024 and has held it in 7 quarters since.
57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Penserra Capital Management's 13F filing for Q1 2026, filed 11 May 2026.