LPL Financial
RIV

LPL Financial’s RiverNorth Opportunities Fund RIV Stock Holding History

LPL Financial’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.93M Buy
534,673
+33,654
+7% +$396K ﹤0.01% 2472
2025
Q4 		$5.88M Sell
501,019
-15,111
-3% -$176K ﹤0.01% 2393
2025
Q3 		$6.19M Buy
516,130
+69,298
+16% +$851K ﹤0.01% 2280
2025
Q2 		$5.48M Buy
446,832
+20,441
+5% +$239K ﹤0.01% 2226
2025
Q1 		$5.03M Buy
426,391
+19,743
+5% +$238K ﹤0.01% 2143
2024
Q4 		$4.67M Buy
406,648
+80,286
+25% +$1M ﹤0.01% 2134
2024
Q3 		$4.22M Buy
326,362
+27,560
+9% +$340K ﹤0.01% 2131
2024
Q2 		$3.66M Buy
298,802
+172,521
+137% +$2.07M ﹤0.01% 2104
2024
Q1 		$1.52M Buy
126,281
+25,697
+26% +$299K ﹤0.01% 2792
2023
Q4 		$1.11M Buy
100,584
+19,137
+23% +$201K ﹤0.01% 2960
2023
Q3 		$856K Buy
81,447
+19,407
+31% +$218K ﹤0.01% 3032
2023
Q2 		$710K Buy
62,040
+40,624
+190% +$453K ﹤0.01% 3148
2023
Q1 		$243K Sell
21,416
-17,162
-44% -$203K ﹤0.01% 3898
2022
Q4 		$474K Buy
38,578
+2,083
+6% +$25.9K ﹤0.01% 3295
2022
Q3 		$445K Sell
36,495
-742
-2% -$10.5K ﹤0.01% 3259
2022
Q2 		$526K Buy
37,237
+102
+0.3% +$1.49K ﹤0.01% 3158
2022
Q1 		$593K Sell
37,135
-53,832
-59% -$864K ﹤0.01% 3056
2021
Q4 		$1.45M Buy
90,967
+67,895
+294% +$1.15M ﹤0.01% 2342
2021
Q3 		$392K Buy
+23,072
New +$417K ﹤0.01% 3433
2018
Q1 		– Sell
-27,880
Closed -$549K – 3237
2017
Q4 		$549K Buy
+27,880
New +$548K ﹤0.01% 1981

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AIA
Absolute Investment Advisers Rosemary Beach, Florida $1.03B AUM 1% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial's RIV Position: Q1 2026 in Review

LPL Financial increased its RiverNorth Opportunities Fund (RIV) stake by 6.7% in Q1 2026, buying an estimated $396K and bringing the position to 534,673 shares worth $5.93M. The position accounts for ﹤0.01% of the portfolio, ranked #2472.

LPL Financial first reported a position in RIV in Q4 2017 and has held it in 20 quarters since. The position peaked at $6.19M in Q3 2025. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

  • LPL Financial held 534,673 shares of RiverNorth Opportunities Fund worth $5.93M as of Q1 2026.
  • LPL Financial bought 33,654 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $396K.
  • RiverNorth Opportunities Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2472 holding.
  • LPL Financial first reported a position in RiverNorth Opportunities Fund in Q4 2017 and has held it in 20 quarters since.
  • LPL Financial's RiverNorth Opportunities Fund position peaked at $6.19M in Q3 2025.
  • 57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.