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RIV

RiverNorth Opportunities Fund

13 hedge funds and large institutions have $8.56M invested in RiverNorth Opportunities Fund in 2018 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

10.03% less ownership

Funds ownership: 18.07%8.05% (-10%)

36% less capital invested

Capital invested by funds: $13.4M → $8.56M (-$4.86M)

38% less funds holding

Funds holding: 2113 (-8)

89% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 9

Holders
13
Holders Change
-8
Holders Change %
-38.1%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
4
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.57M +$74.2K +3,646 +3%
Wells Fargo
2
Wells Fargo
California
$2.15M -$856K -42,106 -28%
BMCM
3
Bryn Mawr Capital Management
Pennsylvania
$1.51M +$288K +14,182 +23%
RJA
4
Raymond James & Associates
Florida
$1.29M -$88.3K -4,343 -6%
CAMG
5
CWA Asset Management Group
Florida
$518K +$15.9K +780 +3%
RCA
6
Rowland Carmichael Advisors
Arizona
$224K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$171K -$34.8K -1,712 -17%
WAP
8
Wealthcare Advisory Partners
Pennsylvania
$57K +$30.3K +1,492 +110%
Morgan Stanley
9
Morgan Stanley
New York
$38K +$610 +30 +2%
WWMSC
10
Wagner Wealth Management (South Carolina)
South Carolina
$26K
AG
11
Advisor Group
Arizona
$6K -$48.5K -2,385 -89%
IA
12
IFP Advisors
Florida
$4K
VFA
13
Valeo Financial Advisors
Indiana
$1K +$1.04K +51 New
SIA
14
Sit Investment Associates
Minnesota
-$1.11M -56,225 Closed
LCM
15
Laurion Capital Management
New York
-$733K -37,222 Closed
CIBC Private Wealth Group
16
CIBC Private Wealth Group
Georgia
-$568K -28,837 Closed
LPL Financial
17
LPL Financial
California
-$549K -27,880 Closed
Baird Financial Group
18
Baird Financial Group
Wisconsin
-$487K -24,738 Closed
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
-$427K -21,708 Closed
PAG
20
Private Advisor Group
New Jersey
-$397K -19,542 Closed
LTFS
21
Ladenburg Thalmann Financial Services
Florida
-$78K -3,939 Closed
WCAMG
22
Woodard & Company Asset Management Group
North Carolina
-$21K -1,043 Closed

RIV Hedge Fund Activity: Q1 2018 in Review

13 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q1 2018, worth a combined $8.56M — down 36% from $13.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of RIV and 1 opened new positions — a net loss of 8 holders — while 4 trimmed existing stakes and 5 added.

The largest buyer was Bryn Mawr Capital Management, adding an estimated $288K. The largest seller was Sit Investment Associates, exiting entirely with an estimated $1.11M sold.

  • 13 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q1 2018, down from 21 in Q4 2017.
  • Funds reported $8.56M of RiverNorth Opportunities Fund stock for Q1 2018, down 36% quarter-over-quarter.
  • 1 fund opened new RiverNorth Opportunities Fund positions in Q1 2018 and 9 closed out, a net change of -8 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q1 2018 was Bryn Mawr Capital Management, an estimated $288K added.
  • The largest RiverNorth Opportunities Fund seller in Q1 2018 was Sit Investment Associates, an estimated $1.11M sold.

Based on aggregated 13F filings for Q1 2018.