RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

13 hedge funds and large institutions have $8.57M invested in RiverNorth Opportunities Fund in 2018 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
13
Holders Change
-8
Holders Change %
-38.1%
% of All Funds
0.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
5
Reduced
4
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BMCM
Bryn Mawr Capital Management
Pennsylvania
+$284K
2
UBS Group
UBS Group
Switzerland
+$72.9K
3
WAP
Wealthcare Advisory Partners
Pennsylvania
+$29.9K
4
CAMG
CWA Asset Management Group
Florida
+$15.6K
5
VFA
Valeo Financial Advisors
Indiana
+$1K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$1.11M
2
Wells Fargo
Wells Fargo
California
-$842K
3
LCM
Laurion Capital Management
New York
-$733K
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$568K
5
LPL Financial
LPL Financial
California
-$549K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.57M +$72.9K +3,646 +3%
Wells Fargo
2
Wells Fargo
California
$2.15M -$842K -42,106 -28%
BMCM
3
Bryn Mawr Capital Management
Pennsylvania
$1.51M +$284K +14,182 +23%
RJA
4
Raymond James & Associates
Florida
$1.29M -$86.9K -4,343 -6%
CAMG
5
CWA Asset Management Group
Florida
$518K +$15.6K +780 +3%
RCA
6
Rowland Carmichael Advisors
Arizona
$224K – – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$171K -$34.2K -1,712 -17%
WAP
8
Wealthcare Advisory Partners
Pennsylvania
$57K +$29.9K +1,492 +110%
Morgan Stanley
9
Morgan Stanley
New York
$38K +$606 +30 +2%
WWM
10
Wagner Wealth Management
South Carolina
$26K – – –
AG
11
Advisor Group
Arizona
$6K -$48K -2,385 -89%
IA
12
IFP Advisors
Florida
$4K – – –
VFA
13
Valeo Financial Advisors
Indiana
$1K +$1K +51 New
SIA
14
Sit Investment Associates
Minnesota
– -$1.11M -56,225 Closed
LCM
15
Laurion Capital Management
New York
– -$733K -37,222 Closed
CIBC Private Wealth Group
16
CIBC Private Wealth Group
Georgia
– -$568K -28,837 Closed
LPL Financial
17
LPL Financial
California
– -$549K -27,880 Closed
Baird Financial Group
18
Baird Financial Group
Wisconsin
– -$487K -24,738 Closed
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
– -$427K -21,708 Closed
PAG
20
Private Advisor Group
New Jersey
– -$397K -19,542 Closed
LTFS
21
Ladenburg Thalmann Financial Services
Florida
– -$78K -3,939 Closed
WCAMG
22
Woodard & Company Asset Management Group
North Carolina
– -$21K -1,043 Closed