UBS Group
RIV

UBS Group’s RiverNorth Opportunities Fund RIV Stock Holding History

UBS Group’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$253K Hold
21,707
– – ﹤0.01% 6664
2026
Q1 		$241K Hold
21,707
– – ﹤0.01% 6531
2025
Q4 		$255K Buy
21,707
+1,821
+9% +$21.2K ﹤0.01% 6455
2025
Q3 		$239K Sell
19,886
-396
-2% -$4.86K ﹤0.01% 6573
2025
Q2 		$249K Hold
20,282
– – ﹤0.01% 6574
2025
Q1 		$239K Sell
20,282
-17,664
-47% -$213K ﹤0.01% 6423
2024
Q4 		$436K Buy
37,946
+12,444
+49% +$155K ﹤0.01% 5943
2024
Q3 		$329K Buy
25,502
+4,568
+22% +$56.4K ﹤0.01% 5509
2024
Q2 		$256K Buy
20,934
+1,256
+6% +$15K ﹤0.01% 5494
2024
Q1 		$237K Hold
19,678
– – ﹤0.01% 5735
2023
Q4 		$216K Buy
19,678
+4,160
+27% +$43.7K ﹤0.01% 5738
2023
Q3 		$163K Sell
15,518
-1,661
-10% -$18.6K ﹤0.01% 5504
2023
Q2 		$197K Sell
17,179
-5,213
-23% -$58.1K ﹤0.01% 5491
2023
Q1 		$254K Buy
22,392
+11,216
+100% +$133K ﹤0.01% 5213
2022
Q4 		$137K Sell
11,176
-3,256
-23% -$40.5K ﹤0.01% 5800
2022
Q3 		$176K Buy
14,432
+3,256
+29% +$46.1K ﹤0.01% 5205
2022
Q2 		$158K Sell
11,176
-500
-4% -$7.29K ﹤0.01% 5097
2022
Q1 		$186K Sell
11,676
-1,337
-10% -$21.5K ﹤0.01% 5425
2021
Q4 		$207K Buy
13,013
+136
+1% +$2.3K ﹤0.01% 5656
2021
Q3 		$219K Buy
12,877
+834
+7% +$15.1K ﹤0.01% 5247
2021
Q2 		$221K Buy
12,043
+7,476
+164% +$133K ﹤0.01% 5269
2021
Q1 		$80K Buy
4,567
+3,700
+427% +$63.4K ﹤0.01% 6132
2020
Q4 		$14K Hold
867
– – ﹤0.01% 7223
2020
Q3 		$12K Sell
867
-5,023
-85% -$75.8K ﹤0.01% 6707
2020
Q2 		$87K Sell
5,890
-1,407
-19% -$19.1K ﹤0.01% 5409
2020
Q1 		$91K Sell
7,297
-1,075
-13% -$16.6K ﹤0.01% 5366
2019
Q4 		$137K Sell
8,372
-16,288
-66% -$266K ﹤0.01% 5834
2019
Q3 		$419K Sell
24,660
-12,185
-33% -$205K ﹤0.01% 4706
2019
Q2 		$617K Sell
36,845
-9,898
-21% -$165K ﹤0.01% 4138
2019
Q1 		$758K Sell
46,743
-152,769
-77% -$2.53M ﹤0.01% 3770
2018
Q4 		$3.19M Buy
199,512
+86,740
+77% +$1.44M ﹤0.01% 2579
2018
Q3 		$2.08M Sell
112,772
-16,225
-13% -$312K ﹤0.01% 3195
2018
Q2 		$2.61M Buy
128,997
+741
+0.6% +$15.4K ﹤0.01% 2917
2018
Q1 		$2.57M Buy
128,256
+3,646
+3% +$74.2K ﹤0.01% 2916
2017
Q4 		$2.45M Buy
124,610
+98,426
+376% +$1.94M ﹤0.01% 3009
2017
Q3 		$523K Buy
26,184
+7,162
+38% +$145K ﹤0.01% 4181
2017
Q2 		$368K Buy
19,022
+1,372
+8% +$26.5K ﹤0.01% 4342
2017
Q1 		$335K Buy
17,650
+2,808
+19% +$53.1K ﹤0.01% 4310
2016
Q4 		$271K Buy
14,842
+10,967
+283% +$203K ﹤0.01% 4567
2016
Q3 		$74K Buy
3,875
+2,325
+150% +$44.1K ﹤0.01% 5205
2016
Q2 		$28K Buy
+1,550
New +$28.4K ﹤0.01% 6007

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.8% 1-Year Est. Return
EAM
Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $907M AUM 24.6% 1-Year Est. Return

UBS Group's RIV Position: Q2 2026 in Review

UBS Group held its RiverNorth Opportunities Fund (RIV) position steady in Q2 2026 at 21,707 shares worth $253K. The position accounts for ﹤0.01% of the portfolio, ranked #6664.

UBS Group first reported a position in RIV in Q2 2016 and has held it in 41 quarters since. The position peaked at $3.19M in Q4 2018. 49 funds tracked by Wall St. Rank hold RIV as of Q2 2026.

  • UBS Group held 21,707 shares of RiverNorth Opportunities Fund worth $253K as of Q2 2026.
  • UBS Group left its RiverNorth Opportunities Fund share count unchanged in Q2 2026.
  • RiverNorth Opportunities Fund made up ﹤0.01% of UBS Group's portfolio in Q2 2026, its #6664 holding.
  • UBS Group first reported a position in RiverNorth Opportunities Fund in Q2 2016 and has held it in 41 quarters since.
  • UBS Group's RiverNorth Opportunities Fund position peaked at $3.19M in Q4 2018.
  • 49 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2026.

Based on UBS Group's 13F filing for Q2 2026, filed 13 Aug 2026.