RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

45 hedge funds and large institutions have $53.1M invested in RiverNorth Opportunities Fund in 2023 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
22
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MP
1
Mangrove Partners
Connecticut
$4.34M
2
Morgan Stanley
2
Morgan Stanley
New York
$17.8M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$814K
4
LPL Financial
4
LPL Financial
California
$710K
5
Wells Fargo
5
Wells Fargo
California
$2.08M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$3.93M
2
SFS
2
Shaker Financial Services
Virginia
$1.84M
3
LCM
3
Landscape Capital Management
New Jersey
$348K
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
Nomura Holdings
5
Nomura Holdings
Japan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.8M 1,557,059 +82,980 +6%
MP
2
Mangrove Partners
Connecticut
$4.34M 379,395 +187,404 +98%
SIA
3
Sit Investment Associates
Minnesota
$3.93M 343,324 -246,298 -42%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.88M 251,639 -1,725 -0.7%
BRWA
5
B. Riley Wealth Advisors
Florida
$2.71M 236,940 +9,945 +4%
Bank of America
6
Bank of America
North Carolina
$2.36M 205,947 +3,138 +2%
Wells Fargo
7
Wells Fargo
California
$2.08M 182,200 +26,633 +17%
SFS
8
Shaker Financial Services
Virginia
$1.84M 160,715 -67,031 -29%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.55M 135,519 +23,991 +22%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.37M 120,027 +5,668 +5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$935K 81,773 +25,167 +44%
NFG
12
Nations Financial Group
Iowa
$888K 77,586 +2,698 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$814K 71,194 +71,194 New
TVAMP
14
Tennessee Valley Asset Management Partners
Tennessee
$787K 68,752 +3,747 +6%
MGWM
15
Marks Group Wealth Management
Minnesota
$769K 67,188 – –
LPL Financial
16
LPL Financial
California
$710K 62,040 +40,624 +190%
NA
17
NewEdge Advisors
Louisiana
$658K 57,500 -200 -0.3%
SPC
18
Sigma Planning Corp
Michigan
$480K 41,963 +179 +0.4%
USCWA
19
U.S. Capital Wealth Advisors
Texas
$420K 36,704 +8,149 +29%
OC
20
Oppenheimer & Co
New York
$392K 34,257 +8,277 +32%
SWM
21
SeaCrest Wealth Management
New York
$378K 33,065 +418 +1%
CL
22
CSS LLC
Illinois
$378K 33,003 +1,001 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$371K 32,415 -1,246 -4%
RJA
24
Raymond James & Associates
Florida
$358K 31,281 -194 -0.6%
AUIM
25
Aegon USA Investment Management
Iowa
$350K 30,565 +7,901 +35%
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