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RIV

RiverNorth Opportunities Fund

46 hedge funds and large institutions have $53.7M invested in RiverNorth Opportunities Fund in 2023 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 9

5% more capital invested

Capital invested by funds: $51M → $53.7M (+$2.75M)

0.81% more ownership

Funds ownership: 21.1%21.91% (+0.81%)

2% less funds holding

Funds holding: 4746 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
22
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.8M +$925K +82,980 +6%
MP
2
Mangrove Partners
Connecticut
$4.34M +$2.09M +187,404 +98%
SIA
3
Sit Investment Associates
Minnesota
$3.93M -$2.75M -246,298 -42%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.88M -$19.2K -1,725 -0.7%
BRWA
5
B. Riley Wealth Advisors
Florida
$2.71M +$111K +9,945 +4%
Bank of America
6
Bank of America
North Carolina
$2.36M +$35K +3,138 +2%
Wells Fargo
7
Wells Fargo
California
$2.08M +$297K +26,633 +17%
SFS
8
Shaker Financial Services
Virginia
$1.84M -$747K -67,031 -29%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.55M +$267K +23,991 +22%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.37M +$63.2K +5,668 +5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$935K +$281K +25,167 +44%
NFG
12
Nations Financial Group
Iowa
$888K +$30.1K +2,698 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$814K +$794K +71,194 New
TVAMP
14
Tennessee Valley Asset Management Partners
Tennessee
$787K +$41.8K +3,747 +6%
MGWM
15
Marks Group Wealth Management
Minnesota
$769K
LPL Financial
16
LPL Financial
California
$710K +$453K +40,624 +190%
NAS
17
NWF Advisory Services
California
$664K
NA
18
NewEdge Advisors
Louisiana
$658K -$2.23K -200 -0.3%
SPC
19
Sigma Planning Corp
Michigan
$480K +$2K +179 +0.4%
USCWA
20
U.S. Capital Wealth Advisors
Texas
$420K +$90.8K +8,149 +29%
OC
21
Oppenheimer & Co
New York
$392K +$92.3K +8,277 +32%
SWM
22
SeaCrest Wealth Management
New York
$378K +$4.66K +418 +1%
CL
23
CSS LLC
Illinois
$378K +$11.2K +1,001 +3%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$371K -$13.9K -1,246 -4%
RJA
25
Raymond James & Associates
Florida
$358K -$2.16K -194 -0.6%

RIV Hedge Fund Activity: Q2 2023 in Review

46 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q2 2023, worth a combined $53.7M — up 5.4% from $51M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RIV and 5 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 22 added.

The largest buyer was Mangrove Partners, adding an estimated $2.09M. The largest seller was Sit Investment Associates, cutting an estimated $2.75M.

  • 46 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q2 2023, down from 47 in Q1 2023.
  • Funds reported $53.7M of RiverNorth Opportunities Fund stock for Q2 2023, up 5.4% quarter-over-quarter.
  • 5 funds opened new RiverNorth Opportunities Fund positions in Q2 2023 and 6 closed out, a net change of -1 holder.
  • The largest RiverNorth Opportunities Fund buyer in Q2 2023 was Mangrove Partners, an estimated $2.09M added.
  • The largest RiverNorth Opportunities Fund seller in Q2 2023 was Sit Investment Associates, an estimated $2.75M sold.

Based on aggregated 13F filings for Q2 2023.