RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

22 hedge funds and large institutions have $15.5M invested in RiverNorth Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$2.72M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.6M
3
YCM
3
Yakira Capital Management
Connecticut
$376K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.99M
5
NFG
5
Nations Financial Group
Iowa
$501K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$207K
2
Wells Fargo
2
Wells Fargo
California
$1.28M
3
PAG
3
Private Advisor Group
New Jersey
$0
4
UBS Group
4
UBS Group
Switzerland
$419K
5
CL
5
CSS LLC
Illinois
$1.91M
Name Market Value Shares Shares
Change 		Shares
Change %
CS
1
Credit Suisse
Switzerland
$2.72M 157,000 +157,000 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.99M 114,947 +11,833 +11%
CL
3
CSS LLC
Illinois
$1.91M 110,606 -6,947 -6%
Morgan Stanley
4
Morgan Stanley
New York
$1.6M 92,549 +48,391 +110%
RJA
5
Raymond James & Associates
Florida
$1.41M 81,390 +980 +1%
Wells Fargo
6
Wells Fargo
California
$1.28M 73,966 -19,143 -21%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$703K 40,654 +2,563 +7%
BMCM
8
Bryn Mawr Capital Management
Pennsylvania
$633K 36,640 – –
NFG
9
Nations Financial Group
Iowa
$501K 30,675 +11,900 +63%
UBS Group
10
UBS Group
Switzerland
$419K 24,248 -11,981 -33%
EWM
11
Edge Wealth Management
New York
$391K 22,622 +31 +0.1%
YCM
12
Yakira Capital Management
Connecticut
$376K 21,750 +21,750 New
SWM
13
SeaCrest Wealth Management
New York
$313K 18,125 +4,075 +29%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$303K 17,500 -1,300 -7%
Stifel Financial
15
Stifel Financial
Missouri
$260K 15,100 – –
WS
16
Wedbush Securities
California
$252K 14,579 +757 +5%
Bank of America
17
Bank of America
North Carolina
$207K 11,993 -22,080 -65%
AG
18
Advisor Group
Arizona
$93K 5,425 +650 +14%
Bessemer Group
19
Bessemer Group
New Jersey
$63K 3,651 +3,651 New
WAP
20
Wealthcare Advisory Partners
Pennsylvania
$53K 3,081 – –
AIC
21
Ameritas Investment Company
Nebraska
$18K 1,061 +1,061 New
QCIG
22
Quad-Cities Investment Group
Iowa
$2K 100 +100 New
PAG
23
Private Advisor Group
New Jersey
– – -15,000 Closed
Citigroup
24
Citigroup
New York
– – -1,592 Closed
LTFS
25
Ladenburg Thalmann Financial Services
Florida
– – -500 Closed
1
2