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RIV

RiverNorth Opportunities Fund

22 hedge funds and large institutions have $15.5M invested in RiverNorth Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

28% more capital invested

Capital invested by funds: $12.1M → $15.5M (+$3.36M)

10% more funds holding

Funds holding: 2022 (+2)

2.57% more ownership

Funds ownership: 10.11%12.68% (+2.6%)

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$2.71M +$2.69M +159,669 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.99M +$203K +12,034 +11%
CL
3
CSS LLC
Illinois
$1.91M -$119K -7,065 -6%
Morgan Stanley
4
Morgan Stanley
New York
$1.6M +$830K +49,213 +110%
RJA
5
Raymond James & Associates
Florida
$1.41M +$16.8K +997 +1%
Wells Fargo
6
Wells Fargo
California
$1.28M -$328K -19,469 -21%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$703K +$43.9K +2,606 +7%
BMCM
8
Bryn Mawr Capital Management
Pennsylvania
$633K
NFG
9
Nations Financial Group
Iowa
$501K +$204K +12,102 +63%
UBS Group
10
UBS Group
Switzerland
$419K -$205K -12,185 -33%
EWM
11
Edge Wealth Management
New York
$391K +$539 +32 +0.1%
YCM
12
Yakira Capital Management
Connecticut
$376K +$373K +22,120 New
SWM
13
SeaCrest Wealth Management
New York
$313K +$69.8K +4,144 +29%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$303K -$22.3K -1,322 -7%
Stifel Financial
15
Stifel Financial
Missouri
$260K
WS
16
Wedbush Securities
California
$252K +$13K +770 +5%
Bank of America
17
Bank of America
North Carolina
$207K -$378K -22,455 -65%
AG
18
Advisor Group
Arizona
$93K +$11.1K +661 +14%
Bessemer Group
19
Bessemer Group
New Jersey
$63K +$62.6K +3,713 New
WAP
20
Wealthcare Advisory Partners
Pennsylvania
$53K
AIC
21
Ameritas Investment Company
Nebraska
$18K +$18.2K +1,079 New
QCIG
22
Quad-Cities Investment Group
Iowa
$2K +$1.72K +102 New
PAG
23
Private Advisor Group
New Jersey
-$256K -15,255 Closed
Citigroup
24
Citigroup
New York
-$27K -1,619 Closed
LTFS
25
Ladenburg Thalmann Financial Services
Florida
-$9K -509 Closed

RIV Hedge Fund Activity: Q3 2019 in Review

22 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q3 2019, worth a combined $15.5M — up 28% from $12.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RIV positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $2.69M. The largest seller was Bank of America, cutting an estimated $378K.

  • 22 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q3 2019, up from 20 in Q2 2019.
  • Funds reported $15.5M of RiverNorth Opportunities Fund stock for Q3 2019, up 28% quarter-over-quarter.
  • 5 funds opened new RiverNorth Opportunities Fund positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q3 2019 was Credit Suisse, an estimated $2.69M added.
  • The largest RiverNorth Opportunities Fund seller in Q3 2019 was Bank of America, an estimated $378K sold.

Based on aggregated 13F filings for Q3 2019.