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RIV

RiverNorth Opportunities Fund

28 hedge funds and large institutions have $35.8M invested in RiverNorth Opportunities Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

21% more capital invested

Capital invested by funds: $29.7M → $35.8M (+$6.09M)

2.46% more ownership

Funds ownership: 17.01%19.47% (+2.5%)

3% less funds holding

Funds holding: 2928 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.3M +$3.49M +195,857 +23%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$4.19M +$563K +31,602 +16%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.16M -$46.1K -2,588 -2%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.52M +$80.6K +4,529 +6%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.33M +$5.48K +308 +0.4%
NFG
6
Nations Financial Group
Iowa
$790K +$29.3K +1,644 +4%
Bank of America
7
Bank of America
North Carolina
$674K -$18.9K -1,060 -3%
SWM
8
SeaCrest Wealth Management
New York
$584K +$87.9K +4,936 +18%
BWA
9
BDO Wealth Advisors
Florida
$557K -$91K -5,109 -14%
UR
10
USCA RIA
Texas
$455K
RJA
11
Raymond James & Associates
Florida
$437K -$234K -13,161 -36%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$409K +$110K +6,170 +38%
Stifel Financial
13
Stifel Financial
Missouri
$377K -$890 -50 -0.2%
BRWM
14
B. Riley Wealth Management
Tennessee
$358K +$347K +19,510 New
Wells Fargo
15
Wells Fargo
California
$330K -$3.58K -201 -1%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$323K -$10.7K -600 -3%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$257K +$35.6K +2,000 +17%
OC
18
Oppenheimer & Co
New York
$244K +$2.08K +117 +0.9%
CIBC Private Wealth Group
19
CIBC Private Wealth Group
Georgia
$238K
BAIA
20
Bel Air Investment Advisors
California
$230K
BMCM
21
Bryn Mawr Capital Management
Pennsylvania
$225K -$21.8K -1,224 -9%
WS
22
Wedbush Securities
California
$224K +$217K +12,190 New
UBS Group
23
UBS Group
Switzerland
$221K +$133K +7,476 +164%
LIG
24
Lokken Investment Group
Delaware
$198K
BFEC
25
Benjamin F. Edwards & Company
Missouri
$40K

RIV Hedge Fund Activity: Q2 2021 in Review

28 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q2 2021, worth a combined $35.8M — up 21% from $29.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RIV and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 11 added.

The largest buyer was Morgan Stanley, adding an estimated $3.49M. The largest seller was Raymond James & Associates, cutting an estimated $234K.

  • 28 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q2 2021, down from 29 in Q1 2021.
  • Funds reported $35.8M of RiverNorth Opportunities Fund stock for Q2 2021, up 21% quarter-over-quarter.
  • 3 funds opened new RiverNorth Opportunities Fund positions in Q2 2021 and 4 closed out, a net change of -1 holder.
  • The largest RiverNorth Opportunities Fund buyer in Q2 2021 was Morgan Stanley, an estimated $3.49M added.
  • The largest RiverNorth Opportunities Fund seller in Q2 2021 was Raymond James & Associates, an estimated $234K sold.

Based on aggregated 13F filings for Q2 2021.