RJA
RIV

Raymond James & Associates’s RiverNorth Opportunities Fund RIV Stock Holding History

Raymond James & Associates’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		$585K Sell
45,317
-56
-0.1% -$692 ﹤0.01% 3012
2024
Q2 		$556K Buy
45,373
+668
+1% +$8K ﹤0.01% 3011
2024
Q1 		$538K Buy
44,705
+369
+0.8% +$4.29K ﹤0.01% 3019
2023
Q4 		$487K Buy
44,336
+12,516
+39% +$131K ﹤0.01% 2973
2023
Q3 		$334K Buy
31,820
+539
+2% +$6.05K ﹤0.01% 3139
2023
Q2 		$358K Sell
31,281
-194
-0.6% -$2.16K ﹤0.01% 3137
2023
Q1 		$358K Sell
31,475
-1,080
-3% -$12.8K ﹤0.01% 3133
2022
Q4 		$400K Buy
32,555
+7,987
+33% +$99.3K ﹤0.01% 3037
2022
Q3 		$299K Buy
24,568
+456
+2% +$6.46K ﹤0.01% 3183
2022
Q2 		$340K Sell
24,112
-259
-1% -$3.78K ﹤0.01% 3150
2022
Q1 		$389K Buy
24,371
+2,526
+12% +$40.5K ﹤0.01% 3233
2021
Q4 		$348K Sell
21,845
-584
-3% -$9.89K ﹤0.01% 3351
2021
Q3 		$381K Sell
22,429
-1,358
-6% -$24.5K ﹤0.01% 3254
2021
Q2 		$437K Sell
23,787
-13,161
-36% -$234K ﹤0.01% 3186
2021
Q1 		$644K Sell
36,948
-1,923
-5% -$33K ﹤0.01% 2819
2020
Q4 		$626K Sell
38,871
-3,805
-9% -$56.7K ﹤0.01% 2663
2020
Q3 		$612K Sell
42,676
-2,852
-6% -$43.1K ﹤0.01% 2486
2020
Q2 		$676K Sell
45,528
-11,971
-21% -$163K ﹤0.01% 2404
2020
Q1 		$714K Sell
57,499
-44,429
-44% -$685K ﹤0.01% 2194
2019
Q4 		$1.66M Buy
101,928
+19,154
+23% +$313K ﹤0.01% 1930
2019
Q3 		$1.41M Buy
82,774
+997
+1% +$16.8K ﹤0.01% 1977
2019
Q2 		$1.37M Buy
81,777
+542
+0.7% +$9.02K ﹤0.01% 2027
2019
Q1 		$1.32M Buy
81,235
+3,046
+4% +$50.4K ﹤0.01% 2036
2018
Q4 		$1.25M Buy
78,189
+18,730
+32% +$310K ﹤0.01% 1962
2018
Q3 		$1.1M Buy
59,459
+25,502
+75% +$490K ﹤0.01% 2188
2018
Q2 		$688K Sell
33,957
-30,604
-47% -$634K ﹤0.01% 2462
2018
Q1 		$1.29M Sell
64,561
-4,343
-6% -$88.3K ﹤0.01% 1957
2017
Q4 		$1.36M Buy
68,904
+12,479
+22% +$245K ﹤0.01% 1951
2017
Q3 		$1.13M Sell
56,425
-3,026
-5% -$61.3K ﹤0.01% 2027
2017
Q2 		$1.15M Sell
59,451
-4,320
-7% -$83.4K ﹤0.01% 1939
2017
Q1 		$1.21M Buy
63,771
+22,313
+54% +$422K ﹤0.01% 1852
2016
Q4 		$758K Sell
41,458
-3,763
-8% -$69.6K ﹤0.01% 2091
2016
Q3 		$869K Buy
+45,221
New +$859K ﹤0.01% 1964

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.04B AUM 8.96% 1-Year Est. Return

Raymond James & Associates's RIV Position: Q3 2024 in Review

Raymond James & Associates reduced its RiverNorth Opportunities Fund (RIV) stake by 0.12% in Q3 2024, selling an estimated $692 and leaving 45,317 shares worth $585K. The position accounts for ﹤0.01% of the portfolio, ranked #3012.

Raymond James & Associates first reported a position in RIV in Q3 2016 and has held it in 33 quarters since. The position peaked at $1.66M in Q4 2019. 45 funds tracked by Wall St. Rank hold RIV as of Q3 2024.

  • Raymond James & Associates held 45,317 shares of RiverNorth Opportunities Fund worth $585K as of Q3 2024.
  • Raymond James & Associates sold 56 RiverNorth Opportunities Fund shares in Q3 2024, an estimated $692.
  • RiverNorth Opportunities Fund made up ﹤0.01% of Raymond James & Associates's portfolio in Q3 2024, its #3012 holding.
  • Raymond James & Associates first reported a position in RiverNorth Opportunities Fund in Q3 2016 and has held it in 33 quarters since.
  • Raymond James & Associates's RiverNorth Opportunities Fund position peaked at $1.66M in Q4 2019.
  • 45 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2024.

Based on Raymond James & Associates's 13F filing for Q3 2024, filed 18 Oct 2024.