BRWA
RIV

B. Riley Wealth Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

B. Riley Wealth Advisors’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-224,088
Closed -$2.64M – 1322
2025
Q1 		$2.64M Buy
224,088
+40,350
+22% +$486K 0.08% 258
2024
Q4 		$2.11M Sell
183,738
-69,491
-27% -$867K 0.07% 268
2024
Q3 		$3.27M Buy
253,229
+4,989
+2% +$61.6K 0.09% 216
2024
Q2 		$3.04M Buy
248,240
+54,790
+28% +$656K 0.08% 240
2024
Q1 		$2.03M Sell
193,450
-18,219
-9% -$212K 0.06% 348
2023
Q4 		$2.33M Buy
211,669
+18,219
+9% +$191K 0.06% 324
2023
Q3 		$2.03M Sell
193,450
-43,490
-18% -$488K 0.06% 348
2023
Q2 		$2.71M Buy
236,940
+9,945
+4% +$111K 0.06% 294
2023
Q1 		$2.58M Buy
226,995
+3,141
+1% +$37.2K 0.07% 286
2022
Q4 		$2.75M Buy
223,854
+36,200
+19% +$450K 0.08% 261
2022
Q3 		$2.29M Buy
+187,654
New +$2.66M 0.07% 280

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $907M AUM 24.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

B. Riley Wealth Advisors's RIV Position: Q2 2025 in Review

B. Riley Wealth Advisors sold out of RiverNorth Opportunities Fund (RIV) in Q2 2025, closing a stake of 224,088 shares — an estimated $2.64M sold.

B. Riley Wealth Advisors first reported a position in RIV in Q3 2022 and held it in 11 quarters. The position peaked at $3.27M in Q3 2024. 48 funds tracked by Wall St. Rank hold RIV as of Q2 2025.

  • B. Riley Wealth Advisors reported no remaining RiverNorth Opportunities Fund position as of Q2 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 224,088 RiverNorth Opportunities Fund shares in Q2 2025, an estimated $2.64M.
  • B. Riley Wealth Advisors first reported a position in RiverNorth Opportunities Fund in Q3 2022 and held it in 11 quarters.
  • B. Riley Wealth Advisors's RiverNorth Opportunities Fund position peaked at $3.27M in Q3 2024.
  • 48 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2025, filed 19 Aug 2025.