RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

39 hedge funds and large institutions have $49.8M invested in RiverNorth Opportunities Fund in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$12.9M
2
Wells Fargo
2
Wells Fargo
California
$1.58M
3
Bank of America
3
Bank of America
North Carolina
$1.41M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$529K
5
BRWA
5
B. Riley Wealth Advisors
Florida
$2.75M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.27M
2
BMCM
2
Bryn Mawr Capital Management
Pennsylvania
$0
3
UBS Group
3
UBS Group
Switzerland
$137K
4
SWM
4
SeaCrest Wealth Management
New York
$372K
5
BWA
5
BDO Wealth Advisors
Florida
$210K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.2M 1,402,154 +11,558 +0.8%
SIA
2
Sit Investment Associates
Minnesota
$12.9M 1,053,591 +1,053,591 New
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$2.96M 241,074 +7,930 +3%
BRWA
4
B. Riley Wealth Advisors
Florida
$2.75M 223,854 +36,200 +19%
Wells Fargo
5
Wells Fargo
California
$1.58M 128,677 +85,642 +199%
Bank of America
6
Bank of America
North Carolina
$1.41M 114,596 +60,925 +114%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.28M 104,271 -1,320 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.27M 103,123 -18,270 -15%
NFG
9
Nations Financial Group
Iowa
$851K 69,280 +14 +0%
TVAMP
10
Tennessee Valley Asset Management Partners
Tennessee
$747K 60,837 +5,210 +9%
NA
11
NewEdge Advisors
Louisiana
$689K 57,100 -900 -2%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$529K 43,056 +43,056 New
SPC
13
Sigma Planning Corp
Michigan
$506K 41,245 -2,170 -5%
LPL Financial
14
LPL Financial
California
$474K 38,578 +2,083 +6%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$440K 35,870 +6,150 +21%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$410K 33,409 +68 +0.2%
RJA
17
Raymond James & Associates
Florida
$400K 32,555 +7,987 +33%
CL
18
CSS LLC
Illinois
$389K 31,678 +19,178 +153%
SWM
19
SeaCrest Wealth Management
New York
$372K 30,258 -2,699 -8%
EC
20
Elequin Capital
New York
$357K 29,059 +29,059 New
OC
21
Oppenheimer & Co
New York
$276K 22,495 +5,391 +32%
SBIA
22
Sheaff Brock Investment Advisors
Indiana
$252K 20,500 – –
BWA
23
BDO Wealth Advisors
Florida
$210K 17,122 -2,271 -12%
FFG
24
Ford Financial Group
California
$201K 16,328 – –
WS
25
Wedbush Securities
California
$188K 15,291 +345 +2%
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