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RIV

RiverNorth Opportunities Fund

39 hedge funds and large institutions have $49.8M invested in RiverNorth Opportunities Fund in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

50% more capital invested

Capital invested by funds: $33.1M → $49.8M (+$16.7M)

18% more funds holding

Funds holding: 3339 (+6)

4.2% more ownership

Funds ownership: 14.92%19.12% (+4.2%)

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
16
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.2M +$144K +11,558 +0.8%
SIA
2
Sit Investment Associates
Minnesota
$12.9M +$13.1M +1,053,591 New
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$2.96M +$98.6K +7,930 +3%
BRWA
4
B. Riley Wealth Advisors
Florida
$2.75M +$450K +36,200 +19%
Wells Fargo
5
Wells Fargo
California
$1.58M +$1.07M +85,642 +199%
Bank of America
6
Bank of America
North Carolina
$1.41M +$758K +60,925 +114%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.28M -$16.4K -1,320 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.27M -$227K -18,270 -15%
NFG
9
Nations Financial Group
Iowa
$851K +$174 +14 +0%
TVAMP
10
Tennessee Valley Asset Management Partners
Tennessee
$747K +$64.8K +5,210 +9%
NA
11
NewEdge Advisors
Louisiana
$689K -$11.2K -900 -2%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$529K +$535K +43,056 New
SPC
13
Sigma Planning Corp
Michigan
$506K -$27K -2,170 -5%
LPL Financial
14
LPL Financial
California
$474K +$25.9K +2,083 +6%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$440K +$76.5K +6,150 +21%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$410K +$846 +68 +0.2%
RJA
17
Raymond James & Associates
Florida
$400K +$99.3K +7,987 +33%
CL
18
CSS LLC
Illinois
$389K +$239K +19,178 +153%
SWM
19
SeaCrest Wealth Management
New York
$372K -$33.6K -2,699 -8%
EC
20
Elequin Capital
New York
$357K +$361K +29,059 New
OC
21
Oppenheimer & Co
New York
$276K +$67K +5,391 +32%
SBIA
22
Sheaff Brock Investment Advisors
Indiana
$252K
BWA
23
BDO Wealth Advisors
Florida
$210K -$28.2K -2,271 -12%
FFG
24
Ford Financial Group
California
$201K
WS
25
Wedbush Securities
California
$188K +$4.29K +345 +2%

RIV Hedge Fund Activity: Q4 2022 in Review

39 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q4 2022, worth a combined $49.8M — up 50% from $33.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RIV positions and 2 closed out — a net gain of 6 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $13.1M. The largest seller was Osaic Holdings, cutting an estimated $227K.

  • 39 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q4 2022, up from 33 in Q3 2022.
  • Funds reported $49.8M of RiverNorth Opportunities Fund stock for Q4 2022, up 50% quarter-over-quarter.
  • 8 funds opened new RiverNorth Opportunities Fund positions in Q4 2022 and 2 closed out, a net change of +6 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q4 2022 was Sit Investment Associates, an estimated $13.1M added.
  • The largest RiverNorth Opportunities Fund seller in Q4 2022 was Osaic Holdings, an estimated $227K sold.

Based on aggregated 13F filings for Q4 2022.