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RIV

RiverNorth Opportunities Fund

30 hedge funds and large institutions have $21.6M invested in RiverNorth Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more funds holding

Funds holding: 2730 (+3)

3.7% less ownership

Funds ownership: 27.87%24.17% (-3.7%)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

34% less capital invested

Capital invested by funds: $32.7M → $21.6M (-$11.1M)

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
9
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.1M +$1.5M +97,460 +14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.82M +$370K +23,996 +20%
TCA
3
Transcend Capital Advisors
New Jersey
$1.59M -$97K -6,290 -5%
Bank of America
4
Bank of America
North Carolina
$803K +$788K +51,122 +379%
CL
5
CSS LLC
Illinois
$741K -$5.85M -379,301 -86%
RJA
6
Raymond James & Associates
Florida
$714K -$685K -44,429 -44%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$677K +$85.1K +5,522 +11%
AUIM
8
Aegon USA Investment Management
Iowa
$642K +$796K +51,661 New
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$590K +$117K +7,600 +19%
CCP
10
Clough Capital Partners
Massachusetts
$524K +$75.5K +4,900 +13%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$515K +$639K +41,475 New
NFG
12
Nations Financial Group
Iowa
$482K +$42.4K +2,750 +8%
Wells Fargo
13
Wells Fargo
California
$393K -$196K -12,701 -29%
BMCM
14
Bryn Mawr Capital Management
Pennsylvania
$326K -$9.43K -612 -2%
SWM
15
SeaCrest Wealth Management
New York
$302K -$41.2K -2,676 -10%
SFS
16
Shaker Financial Services
Virginia
$278K +$345K +22,350 New
Stifel Financial
17
Stifel Financial
Missouri
$264K -$7.18K -466 -2%
BRWM
18
B. Riley Wealth Management
Tennessee
$232K +$287K +18,647 New
WS
19
Wedbush Securities
California
$222K +$22.3K +1,448 +9%
Osaic Holdings
20
Osaic Holdings
Arizona
$141K +$175K +11,321 New
UBS Group
21
UBS Group
Switzerland
$91K -$16.6K -1,075 -13%
CAN
22
Claraphi Advisory Network
United States
$65K +$81K +5,255 New
EWM
23
Edge Wealth Management
New York
$50K -$272K -17,656 -82%
WAM
24
Wolverine Asset Management
Illinois
$31K +$38.8K +2,520 New
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$22K

RIV Hedge Fund Activity: Q1 2020 in Review

30 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q1 2020, worth a combined $21.6M — down 34% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new RIV positions and 6 closed out — a net gain of 4 holders — while 9 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.5M. The largest seller was CSS LLC, cutting an estimated $5.85M.

  • 30 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q1 2020, up from 27 in Q4 2019.
  • Funds reported $21.6M of RiverNorth Opportunities Fund stock for Q1 2020, down 34% quarter-over-quarter.
  • 10 funds opened new RiverNorth Opportunities Fund positions in Q1 2020 and 6 closed out, a net change of +4 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q1 2020 was Morgan Stanley, an estimated $1.5M added.
  • The largest RiverNorth Opportunities Fund seller in Q1 2020 was CSS LLC, an estimated $5.85M sold.

Based on aggregated 13F filings for Q1 2020.