RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

30 hedge funds and large institutions have $21.6M invested in RiverNorth Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
9
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
AUIM
2
Aegon USA Investment Management
Iowa
$642K
3
Bank of America
3
Bank of America
North Carolina
$803K
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$515K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.82M

Top Sellers

1
CL
1
CSS LLC
Illinois
$741K
2
MIG
2
Mariner Investment Group
New York
$0
3
YCM
3
Yakira Capital Management
Connecticut
$0
4
RJA
4
Raymond James & Associates
Florida
$714K
5
CA
5
Cornerstone Advisors
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.1M 811,132 +97,460 +14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.82M 146,355 +23,996 +20%
TCA
3
Transcend Capital Advisors
New Jersey
$1.6M 128,442 -6,290 -5%
Bank of America
4
Bank of America
North Carolina
$803K 64,625 +51,122 +379%
CL
5
CSS LLC
Illinois
$741K 59,664 -379,301 -86%
RJA
6
Raymond James & Associates
Florida
$714K 57,499 -44,429 -44%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$677K 54,521 +5,522 +11%
AUIM
8
Aegon USA Investment Management
Iowa
$642K 51,661 +51,661 New
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$590K 47,500 +7,600 +19%
CCP
10
Clough Capital Partners
Massachusetts
$524K 42,200 +4,900 +13%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$515K 41,475 +41,475 New
NFG
12
Nations Financial Group
Iowa
$482K 38,775 +2,750 +8%
Wells Fargo
13
Wells Fargo
California
$393K 31,648 -12,701 -29%
BMCM
14
Bryn Mawr Capital Management
Pennsylvania
$326K 26,248 -612 -2%
SWM
15
SeaCrest Wealth Management
New York
$302K 24,324 -2,676 -10%
SFS
16
Shaker Financial Services
Virginia
$278K 22,350 +22,350 New
Stifel Financial
17
Stifel Financial
Missouri
$264K 21,368 -466 -2%
BRWM
18
B. Riley Wealth Management
Tennessee
$232K 18,647 +18,647 New
WS
19
Wedbush Securities
California
$222K 17,867 +1,448 +9%
Osaic Holdings
20
Osaic Holdings
Arizona
$141K 11,321 +11,321 New
UBS Group
21
UBS Group
Switzerland
$91K 7,297 -1,075 -13%
CAN
22
Claraphi Advisory Network
United States
$65K 5,255 +5,255 New
EWM
23
Edge Wealth Management
New York
$50K 4,000 -17,656 -82%
WAM
24
Wolverine Asset Management
Illinois
$31K 2,520 +2,520 New
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$22K 1,747 – –
1
2