RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

35 hedge funds and large institutions have $43.3M invested in RiverNorth Opportunities Fund in 2022 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 11 closing their positions.

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
11
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.7M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$563K
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$1.44M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$1.58M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$4.13M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$3.74M
2
BI
2
Bulldog Investors
New Jersey
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.71M
4
LPL Financial
4
LPL Financial
California
$593K
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.7M 1,296,936 +327,619 +34%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$4.13M 258,588 +14,492 +6%
SIA
3
Sit Investment Associates
Minnesota
$3.74M 234,026 -462,294 -66%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.71M 107,071 -130,347 -55%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.58M 98,591 +15,561 +19%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$1.44M 89,936 +34,254 +62%
NFG
7
Nations Financial Group
Iowa
$1M 62,697 +1,555 +3%
NA
8
NewEdge Advisors
Louisiana
$869K 54,400 +1,200 +2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$596K 37,360 -7,077 -16%
CL
10
CSS LLC
Illinois
$596K 37,321 -3,000 -7%
LPL Financial
11
LPL Financial
California
$593K 37,135 -53,832 -59%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$563K 35,350 +35,350 New
SWM
13
SeaCrest Wealth Management
New York
$561K 35,114 +1,852 +6%
Wells Fargo
14
Wells Fargo
California
$528K 33,058 -1,111 -3%
YCM
15
Yakira Capital Management
Connecticut
$426K 26,686 -43,583 -62%
NCM
16
Next Capital Management
New York
$418K 26,179 +1,179 +5%
BWA
17
BDO Wealth Advisors
Florida
$406K 25,393 -1,100 -4%
USCWA
18
U.S. Capital Wealth Advisors
Texas
$394K 24,670 – –
RJA
19
Raymond James & Associates
Florida
$389K 24,371 +2,526 +12%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$327K 20,500 – –
Bank of America
21
Bank of America
North Carolina
$267K 16,706 -556 -3%
WS
22
Wedbush Securities
California
$252K 15,809 +600 +4%
OC
23
Oppenheimer & Co
New York
$228K 14,257 -294 -2%
FFG
24
Ford Financial Group
California
$220K 13,777 +1,097 +9%
PAG
25
Private Advisor Group
New Jersey
$220K 13,767 +13,767 New
1
2