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RIV

RiverNorth Opportunities Fund

35 hedge funds and large institutions have $43.3M invested in RiverNorth Opportunities Fund in 2022 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

10.49% less ownership

Funds ownership: 25.84%15.35% (-10%)

15% less funds holding

Funds holding: 4135 (-6)

19% less capital invested

Capital invested by funds: $53.8M → $43.3M (-$10.5M)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
11
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.7M +$5.26M +327,619 +34%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$4.13M +$233K +14,492 +6%
SIA
3
Sit Investment Associates
Minnesota
$3.74M -$7.42M -462,294 -66%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.71M -$2.09M -130,347 -55%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.57M +$250K +15,561 +19%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$1.44M +$550K +34,254 +62%
NFG
7
Nations Financial Group
Iowa
$1M +$25K +1,555 +3%
NA
8
NewEdge Advisors
Louisiana
$869K +$19.3K +1,200 +2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$596K -$114K -7,077 -16%
CL
10
CSS LLC
Illinois
$596K -$48.2K -3,000 -7%
LPL Financial
11
LPL Financial
California
$593K -$864K -53,832 -59%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$563K +$567K +35,350 New
SWM
13
SeaCrest Wealth Management
New York
$561K +$29.7K +1,852 +6%
Wells Fargo
14
Wells Fargo
California
$528K -$17.8K -1,111 -3%
YCM
15
Yakira Capital Management
Connecticut
$426K -$700K -43,583 -62%
NCM
16
Next Capital Management
New York
$418K +$18.9K +1,179 +5%
BWA
17
BDO Wealth Advisors
Florida
$406K -$17.7K -1,100 -4%
USCWA
18
U.S. Capital Wealth Advisors
Texas
$394K
RJA
19
Raymond James & Associates
Florida
$389K +$40.5K +2,526 +12%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$327K
Bank of America
21
Bank of America
North Carolina
$267K -$8.93K -556 -3%
WS
22
Wedbush Securities
California
$252K +$9.63K +600 +4%
OC
23
Oppenheimer & Co
New York
$228K -$4.72K -294 -2%
FFG
24
Ford Financial Group
California
$220K +$17.6K +1,097 +9%
PAG
25
Private Advisor Group
New Jersey
$220K +$221K +13,767 New

RIV Hedge Fund Activity: Q1 2022 in Review

35 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q1 2022, worth a combined $43.3M — down 19% from $53.8M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of RIV and 5 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $5.26M. The largest seller was Sit Investment Associates, cutting an estimated $7.42M.

  • 35 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q1 2022, down from 41 in Q4 2021.
  • Funds reported $43.3M of RiverNorth Opportunities Fund stock for Q1 2022, down 19% quarter-over-quarter.
  • 5 funds opened new RiverNorth Opportunities Fund positions in Q1 2022 and 11 closed out, a net change of -6 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q1 2022 was Morgan Stanley, an estimated $5.26M added.
  • The largest RiverNorth Opportunities Fund seller in Q1 2022 was Sit Investment Associates, an estimated $7.42M sold.

Based on aggregated 13F filings for Q1 2022.