We are live on ! Find out more
RIV

RiverNorth Opportunities Fund

45 hedge funds and large institutions have $63.1M invested in RiverNorth Opportunities Fund in 2024 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

4% more capital invested

Capital invested by funds: $60.8M → $63.1M (+$2.29M)

1.07% less ownership

Funds ownership: 23.97%22.9% (-1.1%)

8% less funds holding

Funds holding: 4945 (-4)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.1M +$757K +61,295 +4%
PCM
2
Penserra Capital Management
California
$7.86M +$7.52M +608,675 New
LPL Financial
3
LPL Financial
California
$4.22M +$340K +27,560 +9%
BRWA
4
B. Riley Wealth Advisors
Florida
$3.27M +$61.6K +4,989 +2%
Wells Fargo
5
Wells Fargo
California
$2.94M -$97.5K -7,896 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.08M +$43.7K +3,540 +2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.01M +$263K +21,278 +16%
PS
8
Principal Securities
Iowa
$2.01M +$263K +21,278 +16%
Bank of America
9
Bank of America
North Carolina
$1.59M -$1.09M -87,887 -42%
MGWM
10
Marks Group Wealth Management
Minnesota
$1.49M +$7.45K +603 +0.5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.28M +$43.5K +3,520 +4%
TVAMP
12
Tennessee Valley Asset Management Partners
Tennessee
$1.22M -$33.5K -2,711 -3%
NFG
13
Nations Financial Group
Iowa
$1.15M -$10.3K -834 -0.9%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.14M +$32.9K +2,667 +3%
EAM
15
Everstar Asset Management
North Carolina
$1.09M +$1.04M +84,346 New
NAS
16
NWF Advisory Services
California
$738K
RJA
17
Raymond James & Associates
Florida
$585K -$692 -56 -0.1%
OC
18
Oppenheimer & Co
New York
$559K +$4.92K +398 +0.9%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$509K -$372K -30,132 -43%
Calamos Advisors
20
Calamos Advisors
Illinois
$456K +$62.3K +5,046 +17%
SBIA
21
Sheaff Brock Investment Advisors
Indiana
$439K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$380K +$72.9K +5,906 +25%
WS
23
Wedbush Securities
California
$345K -$790 -64 -0.2%
PAG
24
Private Advisor Group
New Jersey
$341K -$84.6K -6,851 -21%
CA
25
CoreCap Advisors
Michigan
$331K +$14.5K +1,175 +5%

RIV Hedge Fund Activity: Q3 2024 in Review

45 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q3 2024, worth a combined $63.1M — up 3.8% from $60.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of RIV and 5 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 18 added.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $7.52M. The largest seller was Mangrove Partners, exiting entirely with an estimated $6.32M sold.

  • 45 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q3 2024, down from 49 in Q2 2024.
  • Funds reported $63.1M of RiverNorth Opportunities Fund stock for Q3 2024, up 3.8% quarter-over-quarter.
  • 5 funds opened new RiverNorth Opportunities Fund positions in Q3 2024 and 9 closed out, a net change of -4 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q3 2024 was Penserra Capital Management, an estimated $7.52M added.
  • The largest RiverNorth Opportunities Fund seller in Q3 2024 was Mangrove Partners, an estimated $6.32M sold.

Based on aggregated 13F filings for Q3 2024.