Strategic Financial Concepts’s RiverNorth Opportunities Fund RIV Stock Holding History

Strategic Financial Concepts’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-10,800	Closed	-$130K	–	260
2025 Q3	$130K	Hold	10,800	–	–	0.02%	261
2025 Q2	$132K	Hold	10,800	–	–	0.02%	274
2025 Q1	$127K	Sell	10,800 -5,800	-35%	-$69.9K	0.02%	331
2024 Q4	$191K	Buy	16,600 +1,600	+11%	+$20K	0.04%	320
2024 Q3	$194K	Sell	15,000 -165,222	-92%	-$2.04M	0.06%	236
2024 Q2	$14.7K	Buy	180,222 +166,122	+1,178%	+$1.99M	0.01%	374
2024 Q1	$170K	Buy	+14,100	New	+$164K	0.04%	299

Other funds holding RIV

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

AIA

Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Strategic Financial Concepts's RIV Position: Q4 2025 in Review

Strategic Financial Concepts sold out of RiverNorth Opportunities Fund (RIV) in Q4 2025, closing a stake of 10,800 shares — an estimated $130K sold.

Strategic Financial Concepts first reported a position in RIV in Q1 2024 and held it in 7 quarters. The position peaked at $194K in Q3 2024. 58 funds tracked by Wall St. Rank hold RIV as of Q4 2025.

Strategic Financial Concepts reported no remaining RiverNorth Opportunities Fund position as of Q4 2025 after selling out during the quarter.
Strategic Financial Concepts sold 10,800 RiverNorth Opportunities Fund shares in Q4 2025, an estimated $130K.
Strategic Financial Concepts first reported a position in RiverNorth Opportunities Fund in Q1 2024 and held it in 7 quarters.
Strategic Financial Concepts's RiverNorth Opportunities Fund position peaked at $194K in Q3 2024.
58 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2025.

Based on Strategic Financial Concepts's 13F filing for Q4 2025, filed 9 Feb 2026.