RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

32 hedge funds and large institutions have $37.1M invested in RiverNorth Opportunities Fund in 2022 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.54%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
14
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.4M
2
BRWM
2
B. Riley Wealth Management
Tennessee
$722K
3
Bank of America
3
Bank of America
North Carolina
$800K
4
SPC
4
Sigma Planning Corp
Michigan
$447K
5
TVAMP
5
Tennessee Valley Asset Management Partners
Tennessee
$466K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$0
3
YCM
3
Yakira Capital Management
Connecticut
$0
4
NCM
4
Next Capital Management
New York
$0
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$3.39M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.4M 1,373,485 +76,549 +6%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$3.39M 241,410 -17,178 -7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.62M 114,995 +7,924 +7%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.58M 112,246 +13,655 +14%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.31M 93,036 +3,100 +3%
NFG
6
Nations Financial Group
Iowa
$932K 66,009 +3,312 +5%
NA
7
NewEdge Advisors
Louisiana
$812K 57,500 +3,100 +6%
Bank of America
8
Bank of America
North Carolina
$800K 56,632 +39,926 +239%
BRWM
9
B. Riley Wealth Management
Tennessee
$722K 186,008 +186,008 New
Wells Fargo
10
Wells Fargo
California
$587K 41,534 +8,476 +26%
LPL Financial
11
LPL Financial
California
$526K 37,237 +102 +0.3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$488K 34,630 -2,730 -7%
SWM
13
SeaCrest Wealth Management
New York
$488K 34,530 -584 -2%
TVAMP
14
Tennessee Valley Asset Management Partners
Tennessee
$466K 33,036 +19,704 +148%
SPC
15
Sigma Planning Corp
Michigan
$447K 31,636 +31,636 New
BWA
16
BDO Wealth Advisors
Florida
$359K 25,393 – –
USCWA
17
U.S. Capital Wealth Advisors
Texas
$348K 24,670 – –
RJA
18
Raymond James & Associates
Florida
$340K 24,112 -259 -1%
CL
19
CSS LLC
Illinois
$324K 23,000 -14,321 -38%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$289K 20,500 – –
OC
21
Oppenheimer & Co
New York
$232K 16,402 +2,145 +15%
FFG
22
Ford Financial Group
California
$229K 16,249 +2,472 +18%
PAG
23
Private Advisor Group
New Jersey
$210K 14,862 +1,095 +8%
WS
24
Wedbush Securities
California
$204K 14,423 -1,386 -9%
HighTower Advisors
25
HighTower Advisors
Illinois
$177K 12,500 – –
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