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RIV

RiverNorth Opportunities Fund

32 hedge funds and large institutions have $37.1M invested in RiverNorth Opportunities Fund in 2022 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

0.14% less ownership

Funds ownership: 15.35%15.21% (-0.14%)

9% less funds holding

Funds holding: 3532 (-3)

14% less capital invested

Capital invested by funds: $43.3M → $37.1M (-$6.26M)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.54%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
14
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.4M +$1.12M +76,549 +6%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$3.39M -$251K -17,178 -7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.62M +$116K +7,924 +7%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.58M +$199K +13,655 +14%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.31M +$45.2K +3,100 +3%
NFG
6
Nations Financial Group
Iowa
$932K +$48.3K +3,312 +5%
NA
7
NewEdge Advisors
Louisiana
$812K +$45.2K +3,100 +6%
Bank of America
8
Bank of America
North Carolina
$800K +$582K +39,926 +239%
BRWM
9
B. Riley Wealth Management
Tennessee
$722K +$2.71M +186,008 New
Wells Fargo
10
Wells Fargo
California
$587K +$124K +8,476 +26%
LPL Financial
11
LPL Financial
California
$526K +$1.49K +102 +0.3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$488K -$39.8K -2,730 -7%
SWM
13
SeaCrest Wealth Management
New York
$488K -$8.52K -584 -2%
TVAMP
14
Tennessee Valley Asset Management Partners
Tennessee
$466K +$287K +19,704 +148%
SPC
15
Sigma Planning Corp
Michigan
$447K +$462K +31,636 New
BWA
16
BDO Wealth Advisors
Florida
$359K
USCWA
17
U.S. Capital Wealth Advisors
Texas
$348K
RJA
18
Raymond James & Associates
Florida
$340K -$3.78K -259 -1%
CL
19
CSS LLC
Illinois
$324K -$209K -14,321 -38%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$289K
OC
21
Oppenheimer & Co
New York
$232K +$31.3K +2,145 +15%
FFG
22
Ford Financial Group
California
$229K +$36.1K +2,472 +18%
PAG
23
Private Advisor Group
New Jersey
$210K +$16K +1,095 +8%
WS
24
Wedbush Securities
California
$204K -$20.2K -1,386 -9%
HighTower Advisors
25
HighTower Advisors
Illinois
$177K

RIV Hedge Fund Activity: Q2 2022 in Review

32 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q2 2022, worth a combined $37.1M — down 14% from $43.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RIV and 4 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 14 added.

The largest buyer was B. Riley Wealth Management, opening a new position worth an estimated $2.71M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $3.74M sold.

  • 32 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q2 2022, down from 35 in Q1 2022.
  • Funds reported $37.1M of RiverNorth Opportunities Fund stock for Q2 2022, down 14% quarter-over-quarter.
  • 4 funds opened new RiverNorth Opportunities Fund positions in Q2 2022 and 7 closed out, a net change of -3 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q2 2022 was B. Riley Wealth Management, an estimated $2.71M added.
  • The largest RiverNorth Opportunities Fund seller in Q2 2022 was Sit Investment Associates, an estimated $3.74M sold.

Based on aggregated 13F filings for Q2 2022.