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RIV

RiverNorth Opportunities Fund

20 hedge funds and large institutions have $12.1M invested in RiverNorth Opportunities Fund in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

0.99% less ownership

Funds ownership: 11.1%10.11% (-0.99%)

6% less capital invested

Capital invested by funds: $12.9M → $12.1M (-$763K)

9% less funds holding

Funds holding: 2220 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CL
1
CSS LLC
Illinois
$2M +$19.9K +1,197 +1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.76M +$22.1K +1,329 +1%
Wells Fargo
3
Wells Fargo
California
$1.59M -$373K -22,404 -19%
RJA
4
Raymond James & Associates
Florida
$1.37M +$9.02K +542 +0.7%
Morgan Stanley
5
Morgan Stanley
New York
$753K -$289K -17,358 -28%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$649K +$62.1K +3,733 +11%
BMCM
7
Bryn Mawr Capital Management
Pennsylvania
$624K -$39.7K -2,388 -6%
UBS Group
8
UBS Group
Switzerland
$617K -$165K -9,898 -21%
Bank of America
9
Bank of America
North Carolina
$581K +$94.6K +5,685 +20%
EWM
10
Edge Wealth Management
New York
$386K -$36.7K -2,206 -9%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$320K +$112K +6,713 +54%
NFG
12
Nations Financial Group
Iowa
$320K +$318K +19,094 New
PAG
13
Private Advisor Group
New Jersey
$256K
Stifel Financial
14
Stifel Financial
Missouri
$256K
SWM
15
SeaCrest Wealth Management
New York
$239K +$118K +7,111 +99%
WS
16
Wedbush Securities
California
$236K +$234K +14,057 New
AG
17
Advisor Group
Arizona
$81K +$30K +1,805 +59%
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$53K
Citigroup
19
Citigroup
New York
$27K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$9K
WAM
21
Wolverine Asset Management
Illinois
-$723K -44,600 Closed
YCM
22
Yakira Capital Management
Connecticut
-$297K -18,306 Closed
MIG
23
Mariner Investment Group
New York
-$202K -12,459 Closed
QCIG
24
Quad-Cities Investment Group
Iowa
-$41K -2,504 Closed

RIV Hedge Fund Activity: Q2 2019 in Review

20 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q2 2019, worth a combined $12.1M — down 5.9% from $12.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RIV and 2 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 8 added.

The largest buyer was Nations Financial Group, opening a new position worth an estimated $318K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $723K sold.

  • 20 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q2 2019, down from 22 in Q1 2019.
  • Funds reported $12.1M of RiverNorth Opportunities Fund stock for Q2 2019, down 5.9% quarter-over-quarter.
  • 2 funds opened new RiverNorth Opportunities Fund positions in Q2 2019 and 4 closed out, a net change of -2 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q2 2019 was Nations Financial Group, an estimated $318K added.
  • The largest RiverNorth Opportunities Fund seller in Q2 2019 was Wolverine Asset Management, an estimated $723K sold.

Based on aggregated 13F filings for Q2 2019.