RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

20 hedge funds and large institutions have $12.1M invested in RiverNorth Opportunities Fund in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NFG
1
Nations Financial Group
Iowa
$320K
2
WS
2
Wedbush Securities
California
$236K
3
SWM
3
SeaCrest Wealth Management
New York
$239K
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$320K
5
Bank of America
5
Bank of America
North Carolina
$581K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
Wells Fargo
2
Wells Fargo
California
$1.59M
3
YCM
3
Yakira Capital Management
Connecticut
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$753K
5
MIG
5
Mariner Investment Group
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CL
1
CSS LLC
Illinois
$2M 117,553 +1,177 +1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.76M 103,114 +1,307 +1%
Wells Fargo
3
Wells Fargo
California
$1.59M 93,109 -22,030 -19%
RJA
4
Raymond James & Associates
Florida
$1.37M 80,410 +533 +0.7%
Morgan Stanley
5
Morgan Stanley
New York
$753K 44,158 -17,068 -28%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$649K 38,091 +3,670 +11%
BMCM
7
Bryn Mawr Capital Management
Pennsylvania
$624K 36,640 -2,348 -6%
UBS Group
8
UBS Group
Switzerland
$617K 36,229 -9,733 -21%
Bank of America
9
Bank of America
North Carolina
$581K 34,073 +5,590 +20%
EWM
10
Edge Wealth Management
New York
$386K 22,591 -2,169 -9%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$320K 18,800 +6,600 +54%
NFG
12
Nations Financial Group
Iowa
$320K 18,775 +18,775 New
Stifel Financial
13
Stifel Financial
Missouri
$256K 15,100 – –
PAG
14
Private Advisor Group
New Jersey
$256K 15,000 – –
SWM
15
SeaCrest Wealth Management
New York
$239K 14,050 +6,992 +99%
WS
16
Wedbush Securities
California
$236K 13,822 +13,822 New
AG
17
Advisor Group
Arizona
$81K 4,775 +1,775 +59%
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$53K 3,081 – –
Citigroup
19
Citigroup
New York
$27K 1,592 – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$9K 500 – –
WAM
21
Wolverine Asset Management
Illinois
– – -43,854 Closed
YCM
22
Yakira Capital Management
Connecticut
– – -18,000 Closed
MIG
23
Mariner Investment Group
New York
– – -12,251 Closed
QCIG
24
Quad-Cities Investment Group
Iowa
– – -2,462 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –
1
2