SWM
RIV

SeaCrest Wealth Management’s RiverNorth Opportunities Fund RIV Stock Holding History

SeaCrest Wealth Management’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$252K Buy
21,593
+840
+4% +$9.72K 0.03% 462
2026
Q1 		$230K Sell
20,753
-1,132
-5% -$13.3K 0.02% 553
2025
Q4 		$259K Sell
21,885
-127
-0.6% -$1.48K 0.03% 506
2025
Q3 		$264K Buy
22,012
+2,699
+14% +$33.1K 0.03% 504
2025
Q2 		$237K Buy
19,313
+62
+0.3% +$726 0.03% 518
2025
Q1 		$227K Sell
19,251
-4,835
-20% -$58.3K 0.03% 580
2024
Q4 		$277K Buy
24,086
+1,608
+7% +$20.1K 0.03% 516
2024
Q3 		$290K Buy
22,478
+1,725
+8% +$21.3K 0.03% 500
2024
Q2 		$254K Sell
20,753
-1,222
-6% -$14.6K 0.03% 512
2024
Q1 		$265K Sell
21,975
-473
-2% -$5.5K 0.03% 488
2023
Q4 		$251K Sell
22,448
-9,711
-30% -$102K 0.03% 512
2023
Q3 		$338K Sell
32,159
-906
-3% -$10.2K 0.04% 418
2023
Q2 		$378K Buy
33,065
+418
+1% +$4.66K 0.05% 400
2023
Q1 		$371K Buy
32,647
+2,389
+8% +$28.3K 0.05% 408
2022
Q4 		$372K Sell
30,258
-2,699
-8% -$33.6K 0.05% 398
2022
Q3 		$401K Sell
32,957
-1,573
-5% -$22.3K 0.06% 357
2022
Q2 		$488K Sell
34,530
-584
-2% -$8.52K 0.06% 325
2022
Q1 		$561K Buy
35,114
+1,852
+6% +$29.7K 0.06% 320
2021
Q4 		$531K Sell
33,262
-7,421
-18% -$126K 0.06% 337
2021
Q3 		$692K Buy
40,683
+8,882
+28% +$161K 0.08% 251
2021
Q2 		$584K Buy
31,801
+4,936
+18% +$87.9K 0.07% 300
2021
Q1 		$469K Sell
26,865
-574
-2% -$9.84K 0.06% 325
2020
Q4 		$442K Buy
27,439
+2,833
+12% +$42.2K 0.06% 323
2020
Q3 		$353K Sell
24,606
-1,789
-7% -$27K 0.06% 341
2020
Q2 		$392K Buy
26,395
+2,071
+9% +$28.1K 0.07% 310
2020
Q1 		$302K Sell
24,324
-2,676
-10% -$41.2K 0.06% 327
2019
Q4 		$441K Buy
27,000
+8,567
+46% +$140K 0.07% 306
2019
Q3 		$313K Buy
18,433
+4,144
+29% +$69.8K 0.06% 383
2019
Q2 		$239K Buy
14,289
+7,111
+99% +$118K 0.05% 427
2019
Q1 		$116K Buy
7,178
+5,094
+244% +$84.3K 0.02% 642
2018
Q4 		$33K Buy
+2,084
New +$34.5K 0.01% 1044

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return
EAM
Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SeaCrest Wealth Management's RIV Position: Q2 2026 in Review

SeaCrest Wealth Management increased its RiverNorth Opportunities Fund (RIV) stake by 4% in Q2 2026, buying an estimated $9.72K and bringing the position to 21,593 shares worth $252K. The position accounts for 0.03% of the portfolio, ranked #462.

SeaCrest Wealth Management first reported a position in RIV in Q4 2018 and has held it in 31 quarters since. The position peaked at $692K in Q3 2021. 60 funds tracked by Wall St. Rank hold RIV as of Q2 2026.

  • SeaCrest Wealth Management held 21,593 shares of RiverNorth Opportunities Fund worth $252K as of Q2 2026.
  • SeaCrest Wealth Management bought 840 RiverNorth Opportunities Fund shares in Q2 2026, an estimated $9.72K.
  • RiverNorth Opportunities Fund made up 0.03% of SeaCrest Wealth Management's portfolio in Q2 2026, its #462 holding.
  • SeaCrest Wealth Management first reported a position in RiverNorth Opportunities Fund in Q4 2018 and has held it in 31 quarters since.
  • SeaCrest Wealth Management's RiverNorth Opportunities Fund position peaked at $692K in Q3 2021.
  • 60 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2026.

Based on SeaCrest Wealth Management's 13F filing for Q2 2026, filed 9 Jul 2026.