RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

25 hedge funds and large institutions have $28.2M invested in RiverNorth Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$2.71M
2
Millennium Management
2
Millennium Management
New York
$348K
3
UR
3
USCA RIA
Texas
$302K
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$208K
5
LIG
5
Lokken Investment Group
Delaware
$174K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
BRWM
2
B. Riley Wealth Management
Tennessee
$0
3
YCM
3
Yakira Capital Management
Connecticut
$0
4
TCA
4
Transcend Capital Advisors
New Jersey
$346K
5
AUIM
5
Aegon USA Investment Management
Iowa
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.9M 800,226 +4,699 +0.6%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$2.86M 177,729 +6,324 +4%
Bank of America
3
Bank of America
North Carolina
$2.71M 168,537 +74,339 +79%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.22M 137,793 -2,448 -2%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.19M 74,075 +50 +0.1%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$886K 55,038 +5,136 +10%
MAFM
7
Mid Atlantic Financial Management
Pennsylvania
$829K 51,500 +3,200 +7%
NFG
8
Nations Financial Group
Iowa
$680K 42,254 +2,128 +5%
RJA
9
Raymond James & Associates
Florida
$626K 38,871 -3,805 -9%
SWM
10
SeaCrest Wealth Management
New York
$442K 27,439 +2,833 +12%
Wells Fargo
11
Wells Fargo
California
$352K 21,847 -2,659 -11%
Millennium Management
12
Millennium Management
New York
$348K 21,608 +21,608 New
TCA
13
Transcend Capital Advisors
New Jersey
$346K 21,479 -18,536 -46%
CL
14
CSS LLC
Illinois
$340K 21,100 -242 -1%
Stifel Financial
15
Stifel Financial
Missouri
$337K 20,952 -266 -1%
UR
16
USCA RIA
Texas
$302K 18,770 +18,770 New
BMCM
17
Bryn Mawr Capital Management
Pennsylvania
$249K 15,478 -949 -6%
CIBC Private Wealth Group
18
CIBC Private Wealth Group
Georgia
$208K 12,950 +12,950 New
SBIA
19
Sheaff Brock Investment Advisors
Indiana
$193K 12,000 – –
LIG
20
Lokken Investment Group
Delaware
$174K 10,790 +10,790 New
BFEC
21
Benjamin F. Edwards & Company
Missouri
$35K 2,185 +1,175 +116%
UBS Group
22
UBS Group
Switzerland
$14K 867 – –
Citigroup
23
Citigroup
New York
$12K 776 +48 +7%
SFS
24
Shaker Financial Services
Virginia
– – -40,654 Closed
BRWM
25
B. Riley Wealth Management
Tennessee
– – -35,713 Closed
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