Transcend Capital Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

Transcend Capital Advisors’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-11,000	Closed	-$142K	–	628
2024 Q3	$142K	Sell	11,000 -1,554	-12%	-$19.2K	0.01%	594
2024 Q2	$154K	Hold	12,554	–	–	0.01%	570
2024 Q1	$151K	Buy	12,554 +500	+4%	+$5.81K	0.01%	510
2023 Q4	$132K	Buy	+12,054	New	+$127K	0.01%	486
2021 Q1	–	Sell	-21,479	Closed	-$346K	–	424
2020 Q4	$346K	Sell	21,479 -18,536	-46%	-$276K	0.05%	273
2020 Q3	$574K	Sell	40,015 -23,194	-37%	-$350K	0.1%	164
2020 Q2	$938K	Sell	63,209 -65,233	-51%	-$886K	0.31%	80
2020 Q1	$1.59M	Sell	128,442 -6,290	-5%	-$97K	0.48%	62
2019 Q4	$2.2M	Buy	+134,732	New	+$2.2M	0.59%	51

Other funds holding RIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MGWM

Marks Group Wealth Management Minnetonka, Minnesota $1.04B AUM 8.96% 1-Year Est. Return

AWS

Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return

Transcend Capital Advisors's RIV Position: Q4 2024 in Review

Transcend Capital Advisors sold out of RiverNorth Opportunities Fund (RIV) in Q4 2024, closing a stake of 11,000 shares — an estimated $142K sold.

Transcend Capital Advisors first reported a position in RIV in Q4 2019 and held it in 9 quarters. The position peaked at $2.2M in Q4 2019. 48 funds tracked by Wall St. Rank hold RIV as of Q4 2024.

Transcend Capital Advisors reported no remaining RiverNorth Opportunities Fund position as of Q4 2024 after selling out during the quarter.
Transcend Capital Advisors sold 11,000 RiverNorth Opportunities Fund shares in Q4 2024, an estimated $142K.
Transcend Capital Advisors first reported a position in RiverNorth Opportunities Fund in Q4 2019 and held it in 9 quarters.
Transcend Capital Advisors's RiverNorth Opportunities Fund position peaked at $2.2M in Q4 2019.
48 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2024.

Based on Transcend Capital Advisors's 13F filing for Q4 2024, filed 3 Feb 2025.