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RIV

RiverNorth Opportunities Fund

29 hedge funds and large institutions have $29.7M invested in RiverNorth Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

16% more funds holding

Funds holding: 2529 (+4)

5% more capital invested

Capital invested by funds: $28.2M → $29.7M (+$1.42M)

0.53% less ownership

Funds ownership: 17.54%17.01% (-0.53%)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
7
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M +$958K +55,913 +7%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$3.43M +$323K +18,842 +11%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.1M -$299K -17,416 -13%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.37M +$76.3K +4,450 +6%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.26M +$298K +17,361 +32%
NFG
6
Nations Financial Group
Iowa
$722K -$15K -876 -2%
Bank of America
7
Bank of America
North Carolina
$659K -$2.24M -130,758 -78%
RJA
8
Raymond James & Associates
Florida
$644K -$33K -1,923 -5%
BWA
9
BDO Wealth Advisors
Florida
$618K +$607K +35,427 New
SWM
10
SeaCrest Wealth Management
New York
$469K -$9.84K -574 -2%
UR
11
USCA RIA
Texas
$432K +$103K +6,000 +32%
Stifel Financial
12
Stifel Financial
Missouri
$359K -$6K -350 -2%
MAFM
13
Mid Atlantic Financial Management
Pennsylvania
$317K -$571K -33,300 -65%
Wells Fargo
14
Wells Fargo
California
$317K -$62.9K -3,667 -17%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$281K +$276K +16,125 New
BMCM
16
Bryn Mawr Capital Management
Pennsylvania
$235K -$34.7K -2,024 -13%
OC
17
Oppenheimer & Co
New York
$230K +$226K +13,189 New
CIBC Private Wealth Group
18
CIBC Private Wealth Group
Georgia
$226K
BAIA
19
Bel Air Investment Advisors
California
$218K +$214K +12,500 New
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$209K
LIG
21
Lokken Investment Group
Delaware
$188K
CL
22
CSS LLC
Illinois
$177K -$187K -10,914 -52%
UBS Group
23
UBS Group
Switzerland
$80K +$63.4K +3,700 +427%
WAP
24
Wealthcare Advisory Partners
Pennsylvania
$55K +$53.8K +3,137 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$53K +$51.4K +3,000 New

RIV Hedge Fund Activity: Q1 2021 in Review

29 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q1 2021, worth a combined $29.7M — up 5% from $28.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RIV positions and 4 closed out — a net gain of 4 holders — while 7 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $958K. The largest seller was Bank of America, cutting an estimated $2.24M.

  • 29 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q1 2021, up from 25 in Q4 2020.
  • Funds reported $29.7M of RiverNorth Opportunities Fund stock for Q1 2021, up 5% quarter-over-quarter.
  • 8 funds opened new RiverNorth Opportunities Fund positions in Q1 2021 and 4 closed out, a net change of +4 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q1 2021 was Morgan Stanley, an estimated $958K added.
  • The largest RiverNorth Opportunities Fund seller in Q1 2021 was Bank of America, an estimated $2.24M sold.

Based on aggregated 13F filings for Q1 2021.