RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

29 hedge funds and large institutions have $29.7M invested in RiverNorth Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
7
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.9M
2
BWA
2
BDO Wealth Advisors
Florida
$618K
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.43M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$1.26M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$281K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$659K
2
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$317K
3
Millennium Management
3
Millennium Management
New York
$0
4
TCA
4
Transcend Capital Advisors
New Jersey
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.9M 856,139 +55,913 +7%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$3.43M 196,571 +18,842 +11%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.1M 120,377 -17,416 -13%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.37M 78,525 +4,450 +6%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.26M 72,399 +17,361 +32%
NFG
6
Nations Financial Group
Iowa
$722K 41,378 -876 -2%
Bank of America
7
Bank of America
North Carolina
$659K 37,779 -130,758 -78%
RJA
8
Raymond James & Associates
Florida
$644K 36,948 -1,923 -5%
BWA
9
BDO Wealth Advisors
Florida
$618K 35,427 +35,427 New
SWM
10
SeaCrest Wealth Management
New York
$469K 26,865 -574 -2%
UR
11
USCA RIA
Texas
$432K 24,770 +6,000 +32%
Stifel Financial
12
Stifel Financial
Missouri
$359K 20,602 -350 -2%
MAFM
13
Mid Atlantic Financial Management
Pennsylvania
$317K 18,200 -33,300 -65%
Wells Fargo
14
Wells Fargo
California
$317K 18,180 -3,667 -17%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$281K 16,125 +16,125 New
BMCM
16
Bryn Mawr Capital Management
Pennsylvania
$235K 13,454 -2,024 -13%
OC
17
Oppenheimer & Co
New York
$230K 13,189 +13,189 New
CIBC Private Wealth Group
18
CIBC Private Wealth Group
Georgia
$226K 12,950 – –
BAIA
19
Bel Air Investment Advisors
California
$218K 12,500 +12,500 New
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$209K 12,000 – –
LIG
21
Lokken Investment Group
Delaware
$188K 10,790 – –
CL
22
CSS LLC
Illinois
$177K 10,186 -10,914 -52%
UBS Group
23
UBS Group
Switzerland
$80K 4,567 +3,700 +427%
WAP
24
Wealthcare Advisory Partners
Pennsylvania
$55K 3,137 +3,137 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$53K 3,000 +3,000 New
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