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RIV

RiverNorth Opportunities Fund

33 hedge funds and large institutions have $33.1M invested in RiverNorth Opportunities Fund in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

3% more funds holding

Funds holding: 3233 (+1)

0.29% less ownership

Funds ownership: 15.21%14.92% (-0.29%)

11% less capital invested

Capital invested by funds: $37.1M → $33.1M (-$3.92M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
15
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.9M +$242K +17,111 +1%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$2.84M -$117K -8,266 -3%
BRWA
3
B. Riley Wealth Advisors
Florida
$2.29M +$2.66M +187,654 New
Osaic Holdings
4
Osaic Holdings
Arizona
$1.48M +$130K +9,147 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.29M -$133K -9,404 -8%
NFG
6
Nations Financial Group
Iowa
$844K +$46.1K +3,257 +5%
NA
7
NewEdge Advisors
Louisiana
$706K +$7.08K +500 +0.9%
TVAMP
8
Tennessee Valley Asset Management Partners
Tennessee
$678K +$320K +22,591 +68%
Bank of America
9
Bank of America
North Carolina
$654K -$41.9K -2,961 -5%
SPC
10
Sigma Planning Corp
Michigan
$529K +$167K +11,779 +37%
Wells Fargo
11
Wells Fargo
California
$525K +$21.3K +1,501 +4%
LPL Financial
12
LPL Financial
California
$445K -$10.5K -742 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$406K -$18.3K -1,289 -4%
SWM
14
SeaCrest Wealth Management
New York
$401K -$22.3K -1,573 -5%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$362K +$71.5K +5,050 +20%
RJA
16
Raymond James & Associates
Florida
$299K +$6.46K +456 +2%
PAG
17
Private Advisor Group
New Jersey
$258K +$89.1K +6,287 +42%
SBIA
18
Sheaff Brock Investment Advisors
Indiana
$250K
BWA
19
BDO Wealth Advisors
Florida
$236K -$85K -6,000 -24%
OC
20
Oppenheimer & Co
New York
$208K +$9.95K +702 +4%
FFG
21
Ford Financial Group
California
$198K +$1.12K +79 +0.5%
WS
22
Wedbush Securities
California
$182K +$7.41K +523 +4%
UBS Group
23
UBS Group
Switzerland
$176K +$46.1K +3,256 +29%
CL
24
CSS LLC
Illinois
$152K -$149K -10,500 -46%
HighTower Advisors
25
HighTower Advisors
Illinois
$152K

RIV Hedge Fund Activity: Q3 2022 in Review

33 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q3 2022, worth a combined $33.1M — down 11% from $37.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RIV positions and 1 closed out — a net gain of 2 holders — while 15 added to existing stakes and 10 trimmed.

The largest buyer was B. Riley Wealth Advisors, opening a new position worth an estimated $2.66M. The largest seller was Baird Financial Group, exiting entirely with an estimated $1.31M sold.

  • 33 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q3 2022, up from 32 in Q2 2022.
  • Funds reported $33.1M of RiverNorth Opportunities Fund stock for Q3 2022, down 11% quarter-over-quarter.
  • 3 funds opened new RiverNorth Opportunities Fund positions in Q3 2022 and 1 closed out, a net change of +2 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q3 2022 was B. Riley Wealth Advisors, an estimated $2.66M added.
  • The largest RiverNorth Opportunities Fund seller in Q3 2022 was Baird Financial Group, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2022.