RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

33 hedge funds and large institutions have $33.1M invested in RiverNorth Opportunities Fund in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
15
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BRWA
1
B. Riley Wealth Advisors
Florida
$2.29M
2
TVAMP
2
Tennessee Valley Asset Management Partners
Tennessee
$678K
3
Morgan Stanley
3
Morgan Stanley
New York
$16.9M
4
SPC
4
Sigma Planning Corp
Michigan
$529K
5
LCM
5
Landscape Capital Management
New Jersey
$129K

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$0
2
CL
2
CSS LLC
Illinois
$152K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.29M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.84M
5
BWA
5
BDO Wealth Advisors
Florida
$236K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.9M 1,390,596 +17,111 +1%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$2.84M 233,144 -8,266 -3%
BRWA
3
B. Riley Wealth Advisors
Florida
$2.29M 187,654 +187,654 New
Osaic Holdings
4
Osaic Holdings
Arizona
$1.48M 121,393 +9,147 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.29M 105,591 -9,404 -8%
NFG
6
Nations Financial Group
Iowa
$844K 69,266 +3,257 +5%
NA
7
NewEdge Advisors
Louisiana
$706K 58,000 +500 +0.9%
TVAMP
8
Tennessee Valley Asset Management Partners
Tennessee
$678K 55,627 +22,591 +68%
Bank of America
9
Bank of America
North Carolina
$654K 53,671 -2,961 -5%
SPC
10
Sigma Planning Corp
Michigan
$529K 43,415 +11,779 +37%
Wells Fargo
11
Wells Fargo
California
$525K 43,035 +1,501 +4%
LPL Financial
12
LPL Financial
California
$445K 36,495 -742 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$406K 33,341 -1,289 -4%
SWM
14
SeaCrest Wealth Management
New York
$401K 32,957 -1,573 -5%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$362K 29,720 +5,050 +20%
RJA
16
Raymond James & Associates
Florida
$299K 24,568 +456 +2%
PAG
17
Private Advisor Group
New Jersey
$258K 21,149 +6,287 +42%
SBIA
18
Sheaff Brock Investment Advisors
Indiana
$250K 20,500 – –
BWA
19
BDO Wealth Advisors
Florida
$236K 19,393 -6,000 -24%
OC
20
Oppenheimer & Co
New York
$208K 17,104 +702 +4%
FFG
21
Ford Financial Group
California
$198K 16,328 +79 +0.5%
WS
22
Wedbush Securities
California
$182K 14,946 +523 +4%
UBS Group
23
UBS Group
Switzerland
$176K 14,432 +3,256 +29%
CL
24
CSS LLC
Illinois
$152K 12,500 -10,500 -46%
HighTower Advisors
25
HighTower Advisors
Illinois
$152K 12,500 – –
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