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RIV

RiverNorth Opportunities Fund

21 hedge funds and large institutions have $13.4M invested in RiverNorth Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

167% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 3

120% more capital invested

Capital invested by funds: $6.1M → $13.4M (+$7.33M)

75% more funds holding

Funds holding: 1221 (+9)

9.95% more ownership

Funds ownership: 8.12%18.07% (+10%)

Holders
21
Holders Change
+9
Holders Change %
+75%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
8
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$2.95M +$652K +33,173 +28%
UBS Group
2
UBS Group
Switzerland
$2.45M +$1.94M +98,426 +376%
RJA
3
Raymond James & Associates
Florida
$1.36M +$245K +12,479 +22%
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$1.24M -$19.3K -980 -2%
SIA
5
Sit Investment Associates
Minnesota
$1.11M +$979K +49,756 +769%
LCM
6
Laurion Capital Management
New York
$733K +$732K +37,222 New
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$568K +$567K +28,837 New
LPL Financial
8
LPL Financial
California
$549K +$548K +27,880 New
CAMG
9
CWA Asset Management Group
Florida
$494K +$291K +14,787 +143%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$487K +$487K +24,738 New
Bank of Nova Scotia
11
Bank of Nova Scotia
Ontario, Canada
$427K +$427K +21,708 New
PAG
12
Private Advisor Group
New Jersey
$397K +$384K +19,542 New
RCA
13
Rowland Carmichael Advisors
Arizona
$220K +$220K +11,200 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$202K +$55K +2,797 +37%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$78K +$2.28K +116 +3%
AG
16
Advisor Group
Arizona
$53K +$2.81K +143 +6%
Morgan Stanley
17
Morgan Stanley
New York
$36K -$20.9K -1,063 -36%
WWMSC
18
Wagner Wealth Management (South Carolina)
South Carolina
$27K +$26K +1,322 New
WAP
19
Wealthcare Advisory Partners
Pennsylvania
$27K +$26.7K +1,357 New
WCAMG
20
Woodard & Company Asset Management Group
North Carolina
$21K +$20.5K +1,043 New
IA
21
IFP Advisors
Florida
$4K -$79 -4 -2%
Nomura Holdings
22
Nomura Holdings
Japan
-$206K -10,333 Closed

RIV Hedge Fund Activity: Q4 2017 in Review

21 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q4 2017, worth a combined $13.4M — up 120% from $6.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new RIV positions and 1 closed out — a net gain of 9 holders — while 8 added to existing stakes and 3 trimmed.

The largest buyer was UBS Group, adding an estimated $1.94M. The largest seller was Nomura Holdings, exiting entirely with an estimated $206K sold.

  • 21 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q4 2017, up from 12 in Q3 2017.
  • Funds reported $13.4M of RiverNorth Opportunities Fund stock for Q4 2017, up 120% quarter-over-quarter.
  • 10 funds opened new RiverNorth Opportunities Fund positions in Q4 2017 and 1 closed out, a net change of +9 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q4 2017 was UBS Group, an estimated $1.94M added.
  • The largest RiverNorth Opportunities Fund seller in Q4 2017 was Nomura Holdings, an estimated $206K sold.

Based on aggregated 13F filings for Q4 2017.