RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

21 hedge funds and large institutions have $13.4M invested in RiverNorth Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and 1 closing their positions.

Holders
21
Holders Change
+9
Holders Change %
+75%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
8
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$2.45M
2
SIA
2
Sit Investment Associates
Minnesota
$1.11M
3
LCM
3
Laurion Capital Management
New York
$733K
4
Wells Fargo
4
Wells Fargo
California
$2.95M
5
CIBC Private Wealth Group
5
CIBC Private Wealth Group
Georgia
$568K

Top Sellers

1
Nomura Holdings
1
Nomura Holdings
Japan
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$36K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$2.95M 147,219 +34,423 +31%
UBS Group
2
UBS Group
Switzerland
$2.45M 122,527 +97,186 +384%
RJA
3
Raymond James & Associates
Florida
$1.36M 67,752 +13,144 +24%
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$1.24M 60,200 – –
SIA
5
Sit Investment Associates
Minnesota
$1.11M 55,285 +49,024 +783%
LCM
6
Laurion Capital Management
New York
$733K 36,600 +36,600 New
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$568K 28,355 +28,355 New
LPL Financial
8
LPL Financial
California
$549K 27,414 +27,414 New
CAMG
9
CWA Asset Management Group
Florida
$494K 24,700 +14,700 +147%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$487K 24,324 +24,324 New
Bank of Nova Scotia
11
Bank of Nova Scotia
Ontario, Canada
$427K 21,345 +21,345 New
PAG
12
Private Advisor Group
New Jersey
$397K 19,215 +19,215 New
RCA
13
Rowland Carmichael Advisors
Arizona
$220K 11,013 +11,013 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$202K 10,100 +2,866 +40%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$78K 3,873 +173 +5%
AG
16
Advisor Group
Arizona
$53K 2,638 +180 +7%
Morgan Stanley
17
Morgan Stanley
New York
$36K 1,820 -1,000 -35%
WWM
18
Wagner Wealth Management
South Carolina
$27K 1,300 +1,300 New
WAP
19
Wealthcare Advisory Partners
Pennsylvania
$27K 1,334 +1,334 New
WCAMG
20
Woodard & Company Asset Management Group
North Carolina
$21K 1,026 +1,026 New
IA
21
IFP Advisors
Florida
$4K 200 – –
Nomura Holdings
22
Nomura Holdings
Japan
– – -10,000 Closed