Nomura Holdings’s RiverNorth Opportunities Fund RIV Stock Holding History

Nomura Holdings’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$931K	Hold	83,864	–	–	﹤0.01%	1181
2025 Q4	$985K	Sell	83,864 -16,136	-16%	-$188K	﹤0.01%	1339
2025 Q3	$1.2M	Buy	+100,000	New	+$1.23M	﹤0.01%	1335
2023 Q2	–	Sell	-10,000	Closed	-$114K	–	1590
2023 Q1	$114K	Buy	+10,000	New	+$119K	﹤0.01%	1280
2017 Q4	–	Sell	-10,333	Closed	-$206K	–	1645
2017 Q3	$206K	Buy	+10,333	New	+$209K	﹤0.01%	1417

Other funds holding RIV

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AIA

Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nomura Holdings's RIV Position: Q1 2026 in Review

Nomura Holdings held its RiverNorth Opportunities Fund (RIV) position steady in Q1 2026 at 83,864 shares worth $931K. The position accounts for ﹤0.01% of the portfolio, ranked #1181.

Nomura Holdings first reported a position in RIV in Q3 2017 and has held it in 5 quarters since. The position peaked at $1.2M in Q3 2025. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

Nomura Holdings held 83,864 shares of RiverNorth Opportunities Fund worth $931K as of Q1 2026.
Nomura Holdings left its RiverNorth Opportunities Fund share count unchanged in Q1 2026.
RiverNorth Opportunities Fund made up ﹤0.01% of Nomura Holdings's portfolio in Q1 2026, its #1181 holding.
Nomura Holdings first reported a position in RiverNorth Opportunities Fund in Q3 2017 and has held it in 5 quarters since.
Nomura Holdings's RiverNorth Opportunities Fund position peaked at $1.2M in Q3 2025.
57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Nomura Holdings's 13F filing for Q1 2026, filed 15 May 2026.