RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

41 hedge funds and large institutions have $53.8M invested in RiverNorth Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
15
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$11.1M
2
BI
2
Bulldog Investors
New Jersey
$3.12M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.79M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$3.89M
5
YCM
5
Yakira Capital Management
Connecticut
$1.12M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$15.5M
2
BFM
2
Boothbay Fund Management
New York
$0
3
CIBC Private Wealth Group
3
CIBC Private Wealth Group
Georgia
$0
4
Bank of America
4
Bank of America
North Carolina
$275K
5
SWM
5
SeaCrest Wealth Management
New York
$531K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.5M 969,317 -151,813 -14%
SIA
2
Sit Investment Associates
Minnesota
$11.1M 696,320 +663,960 +2,052%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.89M 244,096 +127,244 +109%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.79M 237,418 +131,377 +124%
BI
5
Bulldog Investors
New Jersey
$3.12M 195,479 +177,127 +965%
LPL Financial
6
LPL Financial
California
$1.45M 90,967 +67,895 +294%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.33M 83,030 +6,051 +8%
YCM
8
Yakira Capital Management
Connecticut
$1.12M 70,269 +70,269 New
NFG
9
Nations Financial Group
Iowa
$975K 61,142 +6,175 +11%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$888K 55,682 -7,153 -11%
SFS
11
Shaker Financial Services
Virginia
$853K 53,473 +53,473 New
NA
12
NewEdge Advisors
Louisiana
$849K 53,200 +53,200 New
BRWM
13
B. Riley Wealth Management
Tennessee
$813K 50,985 +30,913 +154%
AUIM
14
Aegon USA Investment Management
Iowa
$762K 47,765 +47,765 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$708K 44,437 +153 +0.3%
CL
16
CSS LLC
Illinois
$643K 40,321 +40,321 New
Wells Fargo
17
Wells Fargo
California
$545K 34,169 +10,719 +46%
SWM
18
SeaCrest Wealth Management
New York
$531K 33,262 -7,421 -18%
WAM
19
Wolverine Asset Management
Illinois
$478K 30,018 +30,018 New
BWA
20
BDO Wealth Advisors
Florida
$423K 26,493 -3,817 -13%
USCWA
21
U.S. Capital Wealth Advisors
Texas
$393K 24,670 -100 -0.4%
NCM
22
Next Capital Management
New York
$393K 25,000 +25,000 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$386K 24,201 +2,273 +10%
RJA
24
Raymond James & Associates
Florida
$348K 21,845 -584 -3%
SBIA
25
Sheaff Brock Investment Advisors
Indiana
$327K 20,500 +3,500 +21%
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