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RIV

RiverNorth Opportunities Fund

27 hedge funds and large institutions have $32.7M invested in RiverNorth Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 5

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

111% more capital invested

Capital invested by funds: $15.5M → $32.7M (+$17.3M)

23% more funds holding

Funds holding: 2227 (+5)

15.19% more ownership

Funds ownership: 12.68%27.87% (+15%)

Holders
27
Holders Change
+5
Holders Change %
+22.73%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.6M +$10.1M +619,550 +658%
CL
2
CSS LLC
Illinois
$7.16M +$5.34M +326,479 +290%
TCA
3
Transcend Capital Advisors
New Jersey
$2.2M +$2.2M +134,732 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2M +$89.3K +5,458 +5%
RJA
5
Raymond James & Associates
Florida
$1.66M +$313K +19,154 +23%
MIG
6
Mariner Investment Group
New York
$824K +$826K +50,500 New
Baird Financial Group
7
Baird Financial Group
Wisconsin
$800K +$125K +7,654 +19%
Wells Fargo
8
Wells Fargo
California
$724K -$505K -30,874 -41%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$651K +$362K +22,102 +124%
YCM
10
Yakira Capital Management
Connecticut
$643K +$282K +17,259 +78%
CCP
11
Clough Capital Partners
Massachusetts
$609K +$610K +37,300 New
NFG
12
Nations Financial Group
Iowa
$588K +$79K +4,829 +15%
SWM
13
SeaCrest Wealth Management
New York
$441K +$140K +8,567 +46%
BMCM
14
Bryn Mawr Capital Management
Pennsylvania
$438K -$170K -10,403 -28%
CA
15
Cornerstone Advisors
North Carolina
$394K +$395K +24,152 New
Millennium Management
16
Millennium Management
New York
$378K +$378K +23,132 New
Stifel Financial
17
Stifel Financial
Missouri
$358K +$106K +6,477 +42%
EWM
18
Edge Wealth Management
New York
$354K -$22.1K -1,351 -6%
WS
19
Wedbush Securities
California
$268K +$26K +1,592 +11%
Bank of America
20
Bank of America
North Carolina
$220K +$21.4K +1,306 +11%
AG
21
Advisor Group
Arizona
$193K +$103K +6,308 +114%
UBS Group
22
UBS Group
Switzerland
$137K -$266K -16,288 -66%
WAP
23
Wealthcare Advisory Partners
Pennsylvania
$29K -$22.7K -1,386 -44%
NFG
24
Next Financial Group
Texas
$17K +$17.2K +1,050 New
LAS
25
Lloyd Advisory Services
Georgia
$8K +$7.67K +469 New

RIV Hedge Fund Activity: Q4 2019 in Review

27 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q4 2019, worth a combined $32.7M — up 111% from $15.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RIV positions and 4 closed out — a net gain of 5 holders — while 13 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.1M. The largest seller was Credit Suisse, exiting entirely with an estimated $2.71M sold.

  • 27 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q4 2019, up from 22 in Q3 2019.
  • Funds reported $32.7M of RiverNorth Opportunities Fund stock for Q4 2019, up 111% quarter-over-quarter.
  • 9 funds opened new RiverNorth Opportunities Fund positions in Q4 2019 and 4 closed out, a net change of +5 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q4 2019 was Morgan Stanley, an estimated $10.1M added.
  • The largest RiverNorth Opportunities Fund seller in Q4 2019 was Credit Suisse, an estimated $2.71M sold.

Based on aggregated 13F filings for Q4 2019.