RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

27 hedge funds and large institutions have $32.7M invested in RiverNorth Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
27
Holders Change
+5
Holders Change %
+22.73%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.6M
2
CL
2
CSS LLC
Illinois
$7.16M
3
TCA
3
Transcend Capital Advisors
New Jersey
$2.2M
4
MIG
4
Mariner Investment Group
New York
$824K
5
CCP
5
Clough Capital Partners
Massachusetts
$609K

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
Wells Fargo
2
Wells Fargo
California
$724K
3
UBS Group
3
UBS Group
Switzerland
$137K
4
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$438K
5
Bessemer Group
5
Bessemer Group
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.6M 713,672 +621,123 +671%
CL
2
CSS LLC
Illinois
$7.16M 438,965 +328,359 +297%
TCA
3
Transcend Capital Advisors
New Jersey
$2.2M 134,732 +134,732 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2M 122,359 +7,412 +6%
RJA
5
Raymond James & Associates
Florida
$1.66M 101,928 +20,538 +25%
MIG
6
Mariner Investment Group
New York
$824K 50,500 +50,500 New
Baird Financial Group
7
Baird Financial Group
Wisconsin
$800K 48,999 +8,345 +21%
Wells Fargo
8
Wells Fargo
California
$724K 44,349 -29,617 -40%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$651K 39,900 +22,400 +128%
YCM
10
Yakira Capital Management
Connecticut
$643K 39,379 +17,629 +81%
CCP
11
Clough Capital Partners
Massachusetts
$609K 37,300 +37,300 New
NFG
12
Nations Financial Group
Iowa
$588K 36,025 +5,350 +17%
SWM
13
SeaCrest Wealth Management
New York
$441K 27,000 +8,875 +49%
BMCM
14
Bryn Mawr Capital Management
Pennsylvania
$438K 26,860 -9,780 -27%
CA
15
Cornerstone Advisors
North Carolina
$394K 24,152 +24,152 New
Millennium Management
16
Millennium Management
New York
$378K 23,132 +23,132 New
Stifel Financial
17
Stifel Financial
Missouri
$358K 21,834 +6,734 +45%
EWM
18
Edge Wealth Management
New York
$354K 21,656 -966 -4%
WS
19
Wedbush Securities
California
$268K 16,419 +1,840 +13%
Bank of America
20
Bank of America
North Carolina
$220K 13,503 +1,510 +13%
AG
21
Advisor Group
Arizona
$193K 11,825 +6,400 +118%
UBS Group
22
UBS Group
Switzerland
$137K 8,372 -15,876 -65%
WAP
23
Wealthcare Advisory Partners
Pennsylvania
$29K 1,747 -1,334 -43%
NFG
24
Next Financial Group
Texas
$17K 1,050 +1,050 New
LAS
25
Lloyd Advisory Services
Georgia
$8K 469 +469 New
1
2