RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

22 hedge funds and large institutions have $25.9M invested in RiverNorth Opportunities Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 11 closing their positions.

Holders
22
Holders Change
-8
Holders Change %
-26.67%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
11
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.82M
2
Morgan Stanley
2
Morgan Stanley
New York
$13M
3
Bank of America
3
Bank of America
North Carolina
$1.59M
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$447K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$547K

Top Sellers

1
TCA
1
Transcend Capital Advisors
New Jersey
$938K
2
AUIM
2
Aegon USA Investment Management
Iowa
$0
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
SFS
4
Shaker Financial Services
Virginia
$0
5
CL
5
CSS LLC
Illinois
$614K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13M 878,862 +67,730 +8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.07M 139,369 -6,986 -5%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$1.82M 122,309 +80,834 +195%
Bank of America
4
Bank of America
North Carolina
$1.59M 107,041 +42,416 +66%
TCA
5
Transcend Capital Advisors
New Jersey
$938K 63,209 -65,233 -51%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$764K 51,484 -3,037 -6%
MAFM
7
Mid Atlantic Financial Management
Pennsylvania
$726K 48,900 +1,400 +3%
RJA
8
Raymond James & Associates
Florida
$676K 45,528 -11,971 -21%
CL
9
CSS LLC
Illinois
$614K 41,329 -18,335 -31%
NFG
10
Nations Financial Group
Iowa
$580K 39,063 +288 +0.7%
Osaic Holdings
11
Osaic Holdings
Arizona
$547K 36,925 +25,604 +226%
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$447K 30,150 +30,150 New
SWM
13
SeaCrest Wealth Management
New York
$392K 26,395 +2,071 +9%
Wells Fargo
14
Wells Fargo
California
$381K 25,633 -6,015 -19%
BMCM
15
Bryn Mawr Capital Management
Pennsylvania
$370K 24,959 -1,289 -5%
Stifel Financial
16
Stifel Financial
Missouri
$317K 21,368 – –
WS
17
Wedbush Securities
California
$253K 17,082 -785 -4%
SBIA
18
Sheaff Brock Investment Advisors
Indiana
$178K 12,000 +12,000 New
UBS Group
19
UBS Group
Switzerland
$87K 5,890 -1,407 -19%
EWM
20
Edge Wealth Management
New York
$37K 2,500 -1,500 -38%
PAG
21
Private Advisor Group
New Jersey
$22K 1,500 +1,500 New
Citigroup
22
Citigroup
New York
$11K 716 -55 -7%
AUIM
23
Aegon USA Investment Management
Iowa
– – -51,661 Closed
CCP
24
Clough Capital Partners
Massachusetts
– – -42,200 Closed
SFS
25
Shaker Financial Services
Virginia
– – -22,350 Closed
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