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RIV

RiverNorth Opportunities Fund

22 hedge funds and large institutions have $25.9M invested in RiverNorth Opportunities Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more capital invested

Capital invested by funds: $21.6M → $25.9M (+$4.24M)

0.03% more ownership

Funds ownership: 24.17%24.2% (+0.03%)

27% less funds holding

Funds holding: 3022 (-8)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

73% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 11

Holders
22
Holders Change
-8
Holders Change %
-26.67%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
11
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13M +$920K +67,730 +8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.07M -$94.9K -6,986 -5%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$1.81M +$1.1M +80,834 +195%
Bank of America
4
Bank of America
North Carolina
$1.59M +$576K +42,416 +66%
TCA
5
Transcend Capital Advisors
New Jersey
$938K -$886K -65,233 -51%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$764K -$41.3K -3,037 -6%
MAFM
7
Mid Atlantic Financial Management
Pennsylvania
$726K +$19K +1,400 +3%
RJA
8
Raymond James & Associates
Florida
$676K -$163K -11,971 -21%
CL
9
CSS LLC
Illinois
$614K -$249K -18,335 -31%
NFG
10
Nations Financial Group
Iowa
$580K +$3.91K +288 +0.7%
Osaic Holdings
11
Osaic Holdings
Arizona
$547K +$348K +25,604 +226%
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$447K +$410K +30,150 New
SWM
13
SeaCrest Wealth Management
New York
$392K +$28.1K +2,071 +9%
Wells Fargo
14
Wells Fargo
California
$381K -$81.7K -6,015 -19%
BMCM
15
Bryn Mawr Capital Management
Pennsylvania
$370K -$17.5K -1,289 -5%
Stifel Financial
16
Stifel Financial
Missouri
$317K
WS
17
Wedbush Securities
California
$253K -$10.7K -785 -4%
SBIA
18
Sheaff Brock Investment Advisors
Indiana
$178K +$163K +12,000 New
UBS Group
19
UBS Group
Switzerland
$87K -$19.1K -1,407 -19%
EWM
20
Edge Wealth Management
New York
$37K -$20.4K -1,500 -38%
PAG
21
Private Advisor Group
New Jersey
$22K +$20.4K +1,500 New
Citigroup
22
Citigroup
New York
$11K -$747 -55 -7%
AUIM
23
Aegon USA Investment Management
Iowa
-$642K -51,661 Closed
CCP
24
Clough Capital Partners
Massachusetts
-$524K -42,200 Closed
SFS
25
Shaker Financial Services
Virginia
-$278K -22,350 Closed

RIV Hedge Fund Activity: Q2 2020 in Review

22 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q2 2020, worth a combined $25.9M — up 20% from $21.6M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of RIV and 3 opened new positions — a net loss of 8 holders — while 11 trimmed existing stakes and 7 added.

The largest buyer was Janney Montgomery Scott, adding an estimated $1.1M. The largest seller was Transcend Capital Advisors, cutting an estimated $886K.

  • 22 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q2 2020, down from 30 in Q1 2020.
  • Funds reported $25.9M of RiverNorth Opportunities Fund stock for Q2 2020, up 20% quarter-over-quarter.
  • 3 funds opened new RiverNorth Opportunities Fund positions in Q2 2020 and 11 closed out, a net change of -8 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q2 2020 was Janney Montgomery Scott, an estimated $1.1M added.
  • The largest RiverNorth Opportunities Fund seller in Q2 2020 was Transcend Capital Advisors, an estimated $886K sold.

Based on aggregated 13F filings for Q2 2020.