Aegon USA Investment Management’s RiverNorth Opportunities Fund RIV Stock Holding History

Aegon USA Investment Management’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-50,165	Closed	-$615K	–	39
2024 Q2	$615K	Hold	50,165	–	–	0.49%	19
2024 Q1	$604K	Hold	50,165	–	–	0.41%	19
2023 Q4	$551K	Buy	50,165 +15,229	+44%	+$160K	0.39%	21
2023 Q3	$367K	Buy	34,936 +4,371	+14%	+$49.1K	0.26%	20
2023 Q2	$350K	Buy	30,565 +7,901	+35%	+$88.1K	0.2%	28
2023 Q1	$257K	Buy	+22,664	New	+$269K	0.14%	35
2022 Q1	–	Sell	-47,765	Closed	-$762K	–	51
2021 Q4	$762K	Buy	+47,765	New	+$809K	0.21%	32
2020 Q4	–	Sell	-12,200	Closed	-$175K	–	43
2020 Q3	$175K	Buy	+12,200	New	+$184K	0.06%	46
2020 Q2	–	Sell	-51,661	Closed	-$642K	–	45
2020 Q1	$642K	Buy	+51,661	New	+$796K	0.26%	31

Other funds holding RIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MGWM

Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return

Aegon USA Investment Management's RIV Position: Q3 2024 in Review

Aegon USA Investment Management sold out of RiverNorth Opportunities Fund (RIV) in Q3 2024, closing a stake of 50,165 shares — an estimated $615K sold.

Aegon USA Investment Management first reported a position in RIV in Q1 2020 and held it in 9 quarters. The position peaked at $762K in Q4 2021. 45 funds tracked by Wall St. Rank hold RIV as of Q3 2024.

Aegon USA Investment Management reported no remaining RiverNorth Opportunities Fund position as of Q3 2024 after selling out during the quarter.
Aegon USA Investment Management sold 50,165 RiverNorth Opportunities Fund shares in Q3 2024, an estimated $615K.
Aegon USA Investment Management first reported a position in RiverNorth Opportunities Fund in Q1 2020 and held it in 9 quarters.
Aegon USA Investment Management's RiverNorth Opportunities Fund position peaked at $762K in Q4 2021.
45 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2024.

Based on Aegon USA Investment Management's 13F filing for Q3 2024, filed 15 Oct 2024.