RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

24 hedge funds and large institutions have $25.1M invested in RiverNorth Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$2.46M
2
SFS
2
Shaker Financial Services
Virginia
$583K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.06M
4
BRWM
4
B. Riley Wealth Management
Tennessee
$512K
5
YCM
5
Yakira Capital Management
Connecticut
$468K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.4M
2
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$0
3
TCA
3
Transcend Capital Advisors
New Jersey
$574K
4
CL
4
CSS LLC
Illinois
$306K
5
WS
5
Wedbush Securities
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.4M 795,527 -83,335 -9%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$2.46M 171,405 +49,096 +40%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.01M 140,241 +872 +0.6%
Bank of America
4
Bank of America
North Carolina
$1.35M 94,198 -12,843 -12%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.06M 74,025 +37,100 +100%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$715K 49,902 -1,582 -3%
MAFM
7
Mid Atlantic Financial Management
Pennsylvania
$694K 48,300 -600 -1%
RJA
8
Raymond James & Associates
Florida
$612K 42,676 -2,852 -6%
SFS
9
Shaker Financial Services
Virginia
$583K 40,654 +40,654 New
NFG
10
Nations Financial Group
Iowa
$575K 40,126 +1,063 +3%
TCA
11
Transcend Capital Advisors
New Jersey
$574K 40,015 -23,194 -37%
BRWM
12
B. Riley Wealth Management
Tennessee
$512K 35,713 +35,713 New
YCM
13
Yakira Capital Management
Connecticut
$468K 32,650 +32,650 New
SWM
14
SeaCrest Wealth Management
New York
$353K 24,606 -1,789 -7%
Wells Fargo
15
Wells Fargo
California
$351K 24,506 -1,127 -4%
CL
16
CSS LLC
Illinois
$306K 21,342 -19,987 -48%
Stifel Financial
17
Stifel Financial
Missouri
$304K 21,218 -150 -0.7%
BMCM
18
Bryn Mawr Capital Management
Pennsylvania
$235K 16,427 -8,532 -34%
AUIM
19
Aegon USA Investment Management
Iowa
$175K 12,200 +12,200 New
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$172K 12,000 – –
SIA
21
Sit Investment Associates
Minnesota
$143K 10,000 +10,000 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$14K 1,010 +1,010 New
UBS Group
23
UBS Group
Switzerland
$12K 867 -5,023 -85%
Citigroup
24
Citigroup
New York
$10K 728 +12 +2%
CIBC Private Wealth Group
25
CIBC Private Wealth Group
Georgia
– – -30,150 Closed
1
2