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RIV

RiverNorth Opportunities Fund

24 hedge funds and large institutions have $25.1M invested in RiverNorth Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

9% more funds holding

Funds holding: 2224 (+2)

3% less capital invested

Capital invested by funds: $25.9M → $25.1M (-$764K)

5.46% less ownership

Funds ownership: 24.2%18.74% (-5.5%)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.4M -$1.26M -83,335 -9%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$2.46M +$741K +49,096 +40%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.01M +$13.2K +872 +0.6%
Bank of America
4
Bank of America
North Carolina
$1.35M -$194K -12,843 -12%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.06M +$560K +37,100 +100%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$715K -$23.9K -1,582 -3%
MAFM
7
Mid Atlantic Financial Management
Pennsylvania
$694K -$9.06K -600 -1%
RJA
8
Raymond James & Associates
Florida
$612K -$43.1K -2,852 -6%
SFS
9
Shaker Financial Services
Virginia
$583K +$614K +40,654 New
NFG
10
Nations Financial Group
Iowa
$575K +$16K +1,063 +3%
TCA
11
Transcend Capital Advisors
New Jersey
$574K -$350K -23,194 -37%
BRWM
12
B. Riley Wealth Management
Tennessee
$512K +$539K +35,713 New
YCM
13
Yakira Capital Management
Connecticut
$468K +$493K +32,650 New
SWM
14
SeaCrest Wealth Management
New York
$353K -$27K -1,789 -7%
Wells Fargo
15
Wells Fargo
California
$351K -$17K -1,127 -4%
CL
16
CSS LLC
Illinois
$306K -$302K -19,987 -48%
Stifel Financial
17
Stifel Financial
Missouri
$304K -$2.27K -150 -0.7%
BMCM
18
Bryn Mawr Capital Management
Pennsylvania
$235K -$129K -8,532 -34%
AUIM
19
Aegon USA Investment Management
Iowa
$175K +$184K +12,200 New
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$172K
SIA
21
Sit Investment Associates
Minnesota
$143K +$151K +10,000 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$14K +$15.2K +1,010 New
UBS Group
23
UBS Group
Switzerland
$12K -$75.8K -5,023 -85%
Citigroup
24
Citigroup
New York
$10K +$181 +12 +2%
CIBC Private Wealth Group
25
CIBC Private Wealth Group
Georgia
-$447K -30,150 Closed

RIV Hedge Fund Activity: Q3 2020 in Review

24 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q3 2020, worth a combined $25.1M — down 3% from $25.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RIV positions and 4 closed out — a net gain of 2 holders — while 5 added to existing stakes and 12 trimmed.

The largest buyer was Janney Montgomery Scott, adding an estimated $741K. The largest seller was Morgan Stanley, cutting an estimated $1.26M.

  • 24 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q3 2020, up from 22 in Q2 2020.
  • Funds reported $25.1M of RiverNorth Opportunities Fund stock for Q3 2020, down 3% quarter-over-quarter.
  • 6 funds opened new RiverNorth Opportunities Fund positions in Q3 2020 and 4 closed out, a net change of +2 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q3 2020 was Janney Montgomery Scott, an estimated $741K added.
  • The largest RiverNorth Opportunities Fund seller in Q3 2020 was Morgan Stanley, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2020.