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RIV

RiverNorth Opportunities Fund

18 hedge funds and large institutions have $9.97M invested in RiverNorth Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

29% more funds holding

Funds holding: 1418 (+4)

22% more capital invested

Capital invested by funds: $8.17M → $9.97M (+$1.8M)

2.59% more ownership

Funds ownership: 7.57%10.16% (+2.6%)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
18
Holders Change
+4
Holders Change %
+28.57%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.08M -$312K -16,225 -13%
Wells Fargo
2
Wells Fargo
California
$1.98M -$190K -9,868 -8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.28M +$1.2M +62,469 +886%
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$1.24M -$97.9K -5,089 -7%
RJA
5
Raymond James & Associates
Florida
$1.1M +$490K +25,502 +75%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$567K +$586K +30,502 New
Bank of America
7
Bank of America
North Carolina
$529K +$546K +28,414 +9,316%
PAG
8
Private Advisor Group
New Jersey
$363K -$7.56K -393 -2%
CA
9
Cornerstone Advisors
North Carolina
$349K +$364K +18,906 New
SFS
10
Shaker Financial Services
Virginia
$230K +$240K +12,471 New
WAP
11
Wealthcare Advisory Partners
Pennsylvania
$53K
WWMSC
12
Wagner Wealth Management (South Carolina)
South Carolina
$45K +$22K +1,144 +87%
QCIG
13
Quad-Cities Investment Group
Iowa
$44K -$7.71K -401 -14%
AG
14
Advisor Group
Arizona
$38K +$23.6K +1,228 +152%
Morgan Stanley
15
Morgan Stanley
New York
$34K -$13.1K -680 -27%
IA
16
IFP Advisors
Florida
$30K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$9K +$9.79K +509 New
SWP
18
Stratos Wealth Partners
Ohio
$6K +$5.87K +305 New
RCA
19
Rowland Carmichael Advisors
Arizona
-$227K -11,200 Closed

RIV Hedge Fund Activity: Q3 2018 in Review

18 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q3 2018, worth a combined $9.97M — up 22% from $8.17M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RIV positions and 1 closed out — a net gain of 4 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.2M. The largest seller was UBS Group, cutting an estimated $312K.

  • 18 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q3 2018, up from 14 in Q2 2018.
  • Funds reported $9.97M of RiverNorth Opportunities Fund stock for Q3 2018, up 22% quarter-over-quarter.
  • 5 funds opened new RiverNorth Opportunities Fund positions in Q3 2018 and 1 closed out, a net change of +4 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q3 2018 was Royal Bank of Canada, an estimated $1.2M added.
  • The largest RiverNorth Opportunities Fund seller in Q3 2018 was UBS Group, an estimated $312K sold.

Based on aggregated 13F filings for Q3 2018.