RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

18 hedge funds and large institutions have $9.97M invested in RiverNorth Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
18
Holders Change
+4
Holders Change %
+28.57%
% of All Funds
0.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.15M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$567K
3
Bank of America
Bank of America
North Carolina
+$523K
4
RJA
Raymond James & Associates
Florida
+$470K
5
CA
Cornerstone Advisors
North Carolina
+$349K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$299K
2
RCA
Rowland Carmichael Advisors
Arizona
-$227K
3
Wells Fargo
Wells Fargo
California
-$182K
4
BMCM
Bryn Mawr Capital Management
Pennsylvania
-$93.8K
5
Morgan Stanley
Morgan Stanley
New York
-$12.5K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.08M -$299K -16,225 -13%
Wells Fargo
2
Wells Fargo
California
$1.98M -$182K -9,868 -8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.28M +$1.15M +62,469 +886%
BMCM
4
Bryn Mawr Capital Management
Pennsylvania
$1.24M -$93.8K -5,089 -7%
RJA
5
Raymond James & Associates
Florida
$1.1M +$470K +25,502 +75%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$567K +$567K +30,502 New
Bank of America
7
Bank of America
North Carolina
$529K +$523K +28,414 +9,316%
PAG
8
Private Advisor Group
New Jersey
$363K -$7.24K -393 -2%
CA
9
Cornerstone Advisors
North Carolina
$349K +$349K +18,906 New
SFS
10
Shaker Financial Services
Virginia
$230K +$230K +12,471 New
WAP
11
Wealthcare Advisory Partners
Pennsylvania
$53K – – –
WWM
12
Wagner Wealth Management
South Carolina
$45K +$20.9K +1,144 +87%
QCIG
13
Quad-Cities Investment Group
Iowa
$44K -$7.36K -401 -14%
AG
14
Advisor Group
Arizona
$38K +$22.9K +1,228 +152%
Morgan Stanley
15
Morgan Stanley
New York
$34K -$12.5K -680 -27%
IA
16
IFP Advisors
Florida
$30K – – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$9K +$9K +509 New
SWP
18
Stratos Wealth Partners
Ohio
$6K +$6K +305 New
RCA
19
Rowland Carmichael Advisors
Arizona
– -$227K -11,200 Closed