RCA
RIV

Rowland Carmichael Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

Rowland Carmichael Advisors’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-11,200
Closed -$227K – 362
2018
Q2 		$227K Hold
11,200
– – 0.1% 248
2018
Q1 		$224K Hold
11,200
– – 0.12% 225
2017
Q4 		$220K Buy
+11,200
New +$220K 0.11% 229

Other funds holding RIV

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
BMCM
Bryn Mawr Capital Management Philadelphia, Pennsylvania $2.06B AUM 19.82% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Rowland Carmichael Advisors's RIV Position: Q3 2018 in Review

Rowland Carmichael Advisors sold out of RiverNorth Opportunities Fund (RIV) in Q3 2018, closing a stake of 11,200 shares — an estimated $227K sold.

Rowland Carmichael Advisors first reported a position in RIV in Q4 2017 and held it in 3 quarters. The position peaked at $227K in Q2 2018. 18 funds tracked by Wall St. Rank hold RIV as of Q3 2018.

  • Rowland Carmichael Advisors reported no remaining RiverNorth Opportunities Fund position as of Q3 2018 after selling out during the quarter.
  • Rowland Carmichael Advisors sold 11,200 RiverNorth Opportunities Fund shares in Q3 2018, an estimated $227K.
  • Rowland Carmichael Advisors first reported a position in RiverNorth Opportunities Fund in Q4 2017 and held it in 3 quarters.
  • Rowland Carmichael Advisors's RiverNorth Opportunities Fund position peaked at $227K in Q2 2018.
  • 18 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2018.

Based on Rowland Carmichael Advisors's 13F filing for Q3 2018, filed 10 Feb 2020.