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RIV

RiverNorth Opportunities Fund

54 hedge funds and large institutions have $72.7M invested in RiverNorth Opportunities Fund in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

156% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 9

50% more capital invested

Capital invested by funds: $48.5M → $72.7M (+$24.3M)

26% more funds holding

Funds holding: 4354 (+11)

9.35% more ownership

Funds ownership: 21.49%30.84% (+9.3%)

Holders
54
Holders Change
+11
Holders Change %
+25.58%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
23
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.3M +$15.3M +1,458,982 +93%
MP
2
Mangrove Partners
Connecticut
$5.55M +$758K +72,188 +17%
Bank of America
3
Bank of America
North Carolina
$2.98M +$552K +52,504 +24%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.95M +$9.31K +886 +0.3%
BRWA
5
B. Riley Wealth Advisors
Florida
$2.33M +$191K +18,219 +9%
TVAMP
6
Tennessee Valley Asset Management Partners
Tennessee
$2.1M +$1.28M +121,493 +175%
Wells Fargo
7
Wells Fargo
California
$1.95M -$89.6K -8,534 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.74M +$91K +8,659 +6%
CCP
9
Clough Capital Partners
Massachusetts
$1.54M +$1.47M +140,400 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.4M -$788K -74,987 -37%
PS
11
Principal Securities
Iowa
$1.26M +$1.21M +114,972 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.26M +$144K +13,724 +14%
LPL Financial
13
LPL Financial
California
$1.11M +$201K +19,137 +23%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.1M +$19.8K +1,889 +2%
NFG
15
Nations Financial Group
Iowa
$972K +$199K +18,932 +27%
LCM
16
Landscape Capital Management
New Jersey
$966K +$771K +73,402 +507%
MGWM
17
Marks Group Wealth Management
Minnesota
$738K
QL
18
Quarry LP
New York
$645K +$617K +58,700 New
NAS
19
NWF Advisory Services
California
$622K -$14.7K -1,400 -2%
NA
20
NewEdge Advisors
Louisiana
$612K +$32.6K +3,100 +6%
AUIM
21
Aegon USA Investment Management
Iowa
$551K +$160K +15,229 +44%
RJA
22
Raymond James & Associates
Florida
$487K +$131K +12,516 +39%
OC
23
Oppenheimer & Co
New York
$442K +$11.1K +1,052 +3%
EC
24
Elequin Capital
New York
$395K +$367K +34,892 +3,371%
CL
25
CSS LLC
Illinois
$372K +$8.66K +824 +2%

RIV Hedge Fund Activity: Q4 2023 in Review

54 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q4 2023, worth a combined $72.7M — up 50% from $48.5M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new RIV positions and 3 closed out — a net gain of 11 holders — while 23 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.3M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $2.67M sold.

  • 54 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q4 2023, up from 43 in Q3 2023.
  • Funds reported $72.7M of RiverNorth Opportunities Fund stock for Q4 2023, up 50% quarter-over-quarter.
  • 14 funds opened new RiverNorth Opportunities Fund positions in Q4 2023 and 3 closed out, a net change of +11 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q4 2023 was Morgan Stanley, an estimated $15.3M added.
  • The largest RiverNorth Opportunities Fund seller in Q4 2023 was Sit Investment Associates, an estimated $2.67M sold.

Based on aggregated 13F filings for Q4 2023.