RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

53 hedge funds and large institutions have $72.1M invested in RiverNorth Opportunities Fund in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
53
Holders Change
+11
Holders Change %
+26.19%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
23
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$33.3M
2
CCP
2
Clough Capital Partners
Massachusetts
$1.54M
3
TVAMP
3
Tennessee Valley Asset Management Partners
Tennessee
$2.1M
4
PS
4
Principal Securities
Iowa
$1.26M
5
LCM
5
Landscape Capital Management
New Jersey
$966K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.4M
3
SPC
3
Sigma Planning Corp
Michigan
$256K
4
SFS
4
Shaker Financial Services
Virginia
$364K
5
SWM
5
SeaCrest Wealth Management
New York
$251K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$33.3M 3,034,540 +1,458,982 +93%
MP
2
Mangrove Partners
Connecticut
$5.55M 505,251 +72,188 +17%
Bank of America
3
Bank of America
North Carolina
$2.98M 271,319 +52,504 +24%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.95M 268,295 +886 +0.3%
BRWA
5
B. Riley Wealth Advisors
Florida
$2.33M 211,669 +18,219 +9%
TVAMP
6
Tennessee Valley Asset Management Partners
Tennessee
$2.1M 190,994 +121,493 +175%
Wells Fargo
7
Wells Fargo
California
$1.95M 177,128 -8,534 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.74M 158,383 +8,659 +6%
CCP
9
Clough Capital Partners
Massachusetts
$1.54M 140,400 +140,400 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.4M 127,391 -74,987 -37%
PS
11
Principal Securities
Iowa
$1.26M 114,972 +114,972 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.26M 114,579 +13,724 +14%
LPL Financial
13
LPL Financial
California
$1.11M 100,584 +19,137 +23%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.1M 99,889 +1,889 +2%
NFG
15
Nations Financial Group
Iowa
$972K 88,450 +18,932 +27%
LCM
16
Landscape Capital Management
New Jersey
$966K 87,889 +73,402 +507%
MGWM
17
Marks Group Wealth Management
Minnesota
$738K 67,188 – –
QL
18
Quarry LP
New York
$645K 58,700 +58,700 New
NA
19
NewEdge Advisors
Louisiana
$612K 54,975 +3,100 +6%
AUIM
20
Aegon USA Investment Management
Iowa
$551K 50,165 +15,229 +44%
RJA
21
Raymond James & Associates
Florida
$487K 44,336 +12,516 +39%
OC
22
Oppenheimer & Co
New York
$442K 40,232 +1,052 +3%
EC
23
Elequin Capital
New York
$395K 35,927 +34,892 +3,371%
CL
24
CSS LLC
Illinois
$372K 33,827 +824 +2%
SFS
25
Shaker Financial Services
Virginia
$364K 33,153 -15,321 -32%
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