Sigma Planning Corp’s RiverNorth Opportunities Fund RIV Stock Holding History

Sigma Planning Corp’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q2	–	Sell	-20,725	Closed	-$250K	–	1257
2024 Q1	$250K	Sell	20,725 -2,606	-11%	-$30.3K	0.01%	1040
2023 Q4	$256K	Sell	23,331 -18,815	-45%	-$198K	0.02%	678
2023 Q3	$443K	Buy	42,146 +183	+0.4%	+$2.05K	0.02%	770
2023 Q2	$480K	Buy	41,963 +179	+0.4%	+$2K	0.02%	748
2023 Q1	$475K	Buy	41,784 +539	+1%	+$6.39K	0.02%	815
2022 Q4	$506K	Sell	41,245 -2,170	-5%	-$27K	0.02%	758
2022 Q3	$529K	Buy	43,415 +11,779	+37%	+$167K	0.02%	715
2022 Q2	$447K	Buy	+31,636	New	+$462K	0.02%	802

Other funds holding RIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

AIA

Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return

Sigma Planning Corp's RIV Position: Q2 2024 in Review

Sigma Planning Corp sold out of RiverNorth Opportunities Fund (RIV) in Q2 2024, closing a stake of 20,725 shares — an estimated $250K sold.

Sigma Planning Corp first reported a position in RIV in Q2 2022 and held it in 8 quarters. The position peaked at $529K in Q3 2022. 49 funds tracked by Wall St. Rank hold RIV as of Q2 2024.

Sigma Planning Corp reported no remaining RiverNorth Opportunities Fund position as of Q2 2024 after selling out during the quarter.
Sigma Planning Corp sold 20,725 RiverNorth Opportunities Fund shares in Q2 2024, an estimated $250K.
Sigma Planning Corp first reported a position in RiverNorth Opportunities Fund in Q2 2022 and held it in 8 quarters.
Sigma Planning Corp's RiverNorth Opportunities Fund position peaked at $529K in Q3 2022.
49 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2024.

Based on Sigma Planning Corp's 13F filing for Q2 2024, filed 6 Aug 2024.