We are live on ! Find out more
RIV

RiverNorth Opportunities Fund

22 hedge funds and large institutions have $12.9M invested in RiverNorth Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

5% more funds holding

Funds holding: 2122 (+1)

4.97% less ownership

Funds ownership: 16.07%11.1% (-5%)

6% less capital invested

Capital invested by funds: $13.7M → $12.9M (-$769K)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CL
1
CSS LLC
Illinois
$1.92M -$50.5K -3,051 -3%
Wells Fargo
2
Wells Fargo
California
$1.9M +$237K +14,326 +14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.68M +$495K +29,933 +41%
RJA
4
Raymond James & Associates
Florida
$1.32M +$50.4K +3,046 +4%
Morgan Stanley
5
Morgan Stanley
New York
$1.01M +$166K +10,054 +19%
UBS Group
6
UBS Group
Switzerland
$758K -$2.53M -152,769 -77%
WAM
7
Wolverine Asset Management
Illinois
$723K +$738K +44,600 New
BMCM
8
Bryn Mawr Capital Management
Pennsylvania
$643K -$53.5K -3,237 -8%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$568K +$41.5K +2,508 +8%
Bank of America
10
Bank of America
North Carolina
$470K -$77.3K -4,675 -14%
EWM
11
Edge Wealth Management
New York
$409K +$165 +10 +0%
YCM
12
Yakira Capital Management
Connecticut
$297K
Stifel Financial
13
Stifel Financial
Missouri
$250K +$6.73K +407 +3%
PAG
14
Private Advisor Group
New Jersey
$248K -$53.8K -3,254 -18%
MIG
15
Mariner Investment Group
New York
$202K -$16.5K -997 -7%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$201K +$205K +12,407 New
SWM
17
SeaCrest Wealth Management
New York
$116K +$84.3K +5,094 +244%
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$51K
AG
19
Advisor Group
Arizona
$50K
QCIG
20
Quad-Cities Investment Group
Iowa
$41K +$844 +51 +2%
Citigroup
21
Citigroup
New York
$26K +$26.8K +1,619 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$8K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$252K -15,755 Closed
WANY
24
Wealthspire Advisors (New York)
New York
-$12K -763 Closed

RIV Hedge Fund Activity: Q1 2019 in Review

22 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q1 2019, worth a combined $12.9M — down 5.6% from $13.7M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RIV positions and 2 closed out — a net gain of 1 holder — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $738K. The largest seller was UBS Group, cutting an estimated $2.53M.

  • 22 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q1 2019, up from 21 in Q4 2018.
  • Funds reported $12.9M of RiverNorth Opportunities Fund stock for Q1 2019, down 5.6% quarter-over-quarter.
  • 3 funds opened new RiverNorth Opportunities Fund positions in Q1 2019 and 2 closed out, a net change of +1 holder.
  • The largest RiverNorth Opportunities Fund buyer in Q1 2019 was Wolverine Asset Management, an estimated $738K added.
  • The largest RiverNorth Opportunities Fund seller in Q1 2019 was UBS Group, an estimated $2.53M sold.

Based on aggregated 13F filings for Q1 2019.