RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

22 hedge funds and large institutions have $12.9M invested in RiverNorth Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$723K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.68M
3
Wells Fargo
3
Wells Fargo
California
$1.9M
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$201K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.01M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$758K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Bank of America
3
Bank of America
North Carolina
$470K
4
PAG
4
Private Advisor Group
New Jersey
$248K
5
BMCM
5
Bryn Mawr Capital Management
Pennsylvania
$643K
Name Market Value Shares Shares
Change 		Shares
Change %
CL
1
CSS LLC
Illinois
$1.92M 116,376 -3,000 -3%
Wells Fargo
2
Wells Fargo
California
$1.9M 115,139 +14,087 +14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.68M 101,807 +29,432 +41%
RJA
4
Raymond James & Associates
Florida
$1.32M 79,877 +2,995 +4%
Morgan Stanley
5
Morgan Stanley
New York
$1.01M 61,226 +9,886 +19%
UBS Group
6
UBS Group
Switzerland
$758K 45,962 -150,215 -77%
WAM
7
Wolverine Asset Management
Illinois
$723K 43,854 +43,854 New
BMCM
8
Bryn Mawr Capital Management
Pennsylvania
$643K 38,988 -3,183 -8%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$568K 34,421 +2,466 +8%
Bank of America
10
Bank of America
North Carolina
$470K 28,483 -4,597 -14%
EWM
11
Edge Wealth Management
New York
$409K 24,760 +10 +0%
YCM
12
Yakira Capital Management
Connecticut
$297K 18,000 – –
Stifel Financial
13
Stifel Financial
Missouri
$250K 15,100 +400 +3%
PAG
14
Private Advisor Group
New Jersey
$248K 15,000 -3,200 -18%
MIG
15
Mariner Investment Group
New York
$202K 12,251 -980 -7%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$201K 12,200 +12,200 New
SWM
17
SeaCrest Wealth Management
New York
$116K 7,058 +5,009 +244%
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$51K 3,081 – –
AG
19
Advisor Group
Arizona
$50K 3,000 – –
QCIG
20
Quad-Cities Investment Group
Iowa
$41K 2,462 +50 +2%
Citigroup
21
Citigroup
New York
$26K 1,592 +1,592 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$8K 500 – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
– – -15,492 Closed
WANY
24
Wealthspire Advisors (New York)
New York
– – -750 Closed
Fidelity Investments
25
Fidelity Investments
Massachusetts
– – – –
1
2