Raymond James Financial’s RiverNorth Opportunities Fund RIV Stock Holding History

Raymond James Financial’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$665K	Buy	59,889 +179	+0.3%	+$2.1K	﹤0.01%	4149
2025 Q4	$701K	Sell	59,710 -7,507	-11%	-$87.6K	﹤0.01%	4017
2025 Q3	$807K	Buy	67,217 +4,002	+6%	+$49.1K	﹤0.01%	3822
2025 Q2	$775K	Buy	63,215 +1,047	+2%	+$12.3K	﹤0.01%	3732
2025 Q1	$733K	Buy	62,168 +2,278	+4%	+$27.5K	﹤0.01%	3700
2024 Q4	$688K	Buy	+59,890	New	+$747K	﹤0.01%	3705

Other funds holding RIV

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AIA

Absolute Investment Advisers Rosemary Beach, Florida $1.03B AUM 1% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.95% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial's RIV Position: Q1 2026 in Review

Raymond James Financial increased its RiverNorth Opportunities Fund (RIV) stake by 0.3% in Q1 2026, buying an estimated $2.1K and bringing the position to 59,889 shares worth $665K. The position accounts for ﹤0.01% of the portfolio, ranked #4149.

Raymond James Financial first reported a position in RIV in Q4 2024 and has held it in 6 quarters since. The position peaked at $807K in Q3 2025. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

Raymond James Financial held 59,889 shares of RiverNorth Opportunities Fund worth $665K as of Q1 2026.
Raymond James Financial bought 179 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $2.1K.
RiverNorth Opportunities Fund made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #4149 holding.
Raymond James Financial first reported a position in RiverNorth Opportunities Fund in Q4 2024 and has held it in 6 quarters since.
Raymond James Financial's RiverNorth Opportunities Fund position peaked at $807K in Q3 2025.
57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.