Stifel Financial
RIV

Stifel Financial’s RiverNorth Opportunities Fund RIV Stock Holding History

Stifel Financial’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$663K Sell
56,867
-4,779
-8% -$55.3K ﹤0.01% 2799
2026
Q1 		$684K Sell
61,646
-25,653
-29% -$302K ﹤0.01% 2674
2025
Q4 		$1.02M Sell
87,299
-39,738
-31% -$464K ﹤0.01% 2427
2025
Q3 		$1.52M Buy
127,037
+33,427
+36% +$410K ﹤0.01% 2103
2025
Q2 		$1.15M Buy
+93,610
New +$1.1M ﹤0.01% 2236
2023
Q3 		– Sell
-11,999
Closed -$137K – 3386
2023
Q2 		$137K Hold
11,999
– – ﹤0.01% 3123
2023
Q1 		$136K Hold
11,999
– – ﹤0.01% 3124
2022
Q4 		$147K Hold
11,999
– – ﹤0.01% 3059
2022
Q3 		$146K Hold
11,999
– – ﹤0.01% 3033
2022
Q2 		$169K Sell
11,999
-500
-4% -$7.29K ﹤0.01% 3055
2022
Q1 		$200K Buy
12,499
+500
+4% +$8.03K ﹤0.01% 3128
2021
Q4 		$191K Sell
11,999
-100
-0.8% -$1.69K ﹤0.01% 3168
2021
Q3 		$206K Sell
12,099
-8,453
-41% -$153K ﹤0.01% 3120
2021
Q2 		$377K Sell
20,552
-50
-0.2% -$890 ﹤0.01% 2745
2021
Q1 		$359K Sell
20,602
-350
-2% -$6K ﹤0.01% 2685
2020
Q4 		$337K Sell
20,952
-266
-1% -$3.96K ﹤0.01% 2540
2020
Q3 		$304K Sell
21,218
-150
-0.7% -$2.27K ﹤0.01% 2390
2020
Q2 		$317K Hold
21,368
– – ﹤0.01% 2322
2020
Q1 		$264K Sell
21,368
-466
-2% -$7.18K ﹤0.01% 2263
2019
Q4 		$358K Buy
21,834
+6,477
+42% +$106K ﹤0.01% 2451
2019
Q3 		$260K Hold
15,357
– – ﹤0.01% 2520
2019
Q2 		$256K Hold
15,357
– – ﹤0.01% 2576
2019
Q1 		$250K Buy
15,357
+407
+3% +$6.73K ﹤0.01% 2469
2018
Q4 		$238K Buy
+14,950
New +$248K ﹤0.01% 2365

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return
EAM
Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Stifel Financial's RIV Position: Q2 2026 in Review

Stifel Financial reduced its RiverNorth Opportunities Fund (RIV) stake by 7.8% in Q2 2026, selling an estimated $55.3K and leaving 56,867 shares worth $663K. The position accounts for ﹤0.01% of the portfolio, ranked #2799.

Stifel Financial first reported a position in RIV in Q4 2018 and has held it in 24 quarters since. The position peaked at $1.52M in Q3 2025. 60 funds tracked by Wall St. Rank hold RIV as of Q2 2026.

  • Stifel Financial held 56,867 shares of RiverNorth Opportunities Fund worth $663K as of Q2 2026.
  • Stifel Financial sold 4,779 RiverNorth Opportunities Fund shares in Q2 2026, an estimated $55.3K.
  • RiverNorth Opportunities Fund made up ﹤0.01% of Stifel Financial's portfolio in Q2 2026, its #2799 holding.
  • Stifel Financial first reported a position in RiverNorth Opportunities Fund in Q4 2018 and has held it in 24 quarters since.
  • Stifel Financial's RiverNorth Opportunities Fund position peaked at $1.52M in Q3 2025.
  • 60 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2026.

Based on Stifel Financial's 13F filing for Q2 2026, filed 12 Aug 2026.