Stifel Financial
RIV

Stifel Financial’s RiverNorth Opportunities Fund RIV Stock Holding History

Stifel Financial’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$684K Sell
61,646
-25,653
-29% -$302K ﹤0.01% 2674
2025
Q4 		$1.02M Sell
87,299
-39,738
-31% -$464K ﹤0.01% 2427
2025
Q3 		$1.52M Buy
127,037
+33,427
+36% +$410K ﹤0.01% 2103
2025
Q2 		$1.15M Buy
+93,610
New +$1.1M ﹤0.01% 2236
2023
Q3 		– Sell
-11,999
Closed -$137K – 3386
2023
Q2 		$137K Hold
11,999
– – ﹤0.01% 3123
2023
Q1 		$136K Hold
11,999
– – ﹤0.01% 3124
2022
Q4 		$147K Hold
11,999
– – ﹤0.01% 3059
2022
Q3 		$146K Hold
11,999
– – ﹤0.01% 3033
2022
Q2 		$169K Sell
11,999
-500
-4% -$7.29K ﹤0.01% 3055
2022
Q1 		$200K Buy
12,499
+500
+4% +$8.03K ﹤0.01% 3128
2021
Q4 		$191K Sell
11,999
-100
-0.8% -$1.69K ﹤0.01% 3168
2021
Q3 		$206K Sell
12,099
-8,453
-41% -$153K ﹤0.01% 3120
2021
Q2 		$377K Sell
20,552
-50
-0.2% -$890 ﹤0.01% 2745
2021
Q1 		$359K Sell
20,602
-350
-2% -$6K ﹤0.01% 2685
2020
Q4 		$337K Sell
20,952
-266
-1% -$3.96K ﹤0.01% 2540
2020
Q3 		$304K Sell
21,218
-150
-0.7% -$2.27K ﹤0.01% 2390
2020
Q2 		$317K Hold
21,368
– – ﹤0.01% 2322
2020
Q1 		$264K Sell
21,368
-466
-2% -$7.18K ﹤0.01% 2263
2019
Q4 		$358K Buy
21,834
+6,477
+42% +$106K ﹤0.01% 2451
2019
Q3 		$260K Hold
15,357
– – ﹤0.01% 2520
2019
Q2 		$256K Hold
15,357
– – ﹤0.01% 2576
2019
Q1 		$250K Buy
15,357
+407
+3% +$6.73K ﹤0.01% 2469
2018
Q4 		$238K Buy
+14,950
New +$248K ﹤0.01% 2365

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AIA
Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial's RIV Position: Q1 2026 in Review

Stifel Financial reduced its RiverNorth Opportunities Fund (RIV) stake by 29% in Q1 2026, selling an estimated $302K and leaving 61,646 shares worth $684K. The position accounts for ﹤0.01% of the portfolio, ranked #2674.

Stifel Financial first reported a position in RIV in Q4 2018 and has held it in 23 quarters since. The position peaked at $1.52M in Q3 2025. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

  • Stifel Financial held 61,646 shares of RiverNorth Opportunities Fund worth $684K as of Q1 2026.
  • Stifel Financial sold 25,653 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $302K.
  • RiverNorth Opportunities Fund made up ﹤0.01% of Stifel Financial's portfolio in Q1 2026, its #2674 holding.
  • Stifel Financial first reported a position in RiverNorth Opportunities Fund in Q4 2018 and has held it in 23 quarters since.
  • Stifel Financial's RiverNorth Opportunities Fund position peaked at $1.52M in Q3 2025.
  • 57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.