Commonwealth Equity Services
RIV

Commonwealth Equity Services’s RiverNorth Opportunities Fund RIV Stock Holding History

Commonwealth Equity Services’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$209K Buy
18,785
+62
+0.3% +$729 ﹤0.01% 3975
2025
Q4 		$220K Sell
18,723
-5,422
-22% -$63.2K ﹤0.01% 3902
2025
Q3 		$290K Buy
24,145
+54
+0.2% +$663 ﹤0.01% 3679
2025
Q2 		$295K Buy
24,091
+51
+0.2% +$597 ﹤0.01% 3597
2025
Q1 		$283K Buy
24,040
+101
+0.4% +$1.22K ﹤0.01% 3554
2024
Q4 		$275K Buy
23,939
+87
+0.4% +$1.08K ﹤0.01% 3493
2024
Q3 		$308K Sell
23,852
-6,436
-21% -$79.5K ﹤0.01% 3331
2024
Q2 		$371K Buy
30,288
+623
+2% +$7.46K ﹤0.01% 3098
2024
Q1 		$357K Sell
29,665
-1,058
-3% -$12.3K ﹤0.01% 3111
2023
Q4 		$338K Sell
30,723
-2,984
-9% -$31.3K ﹤0.01% 3074
2023
Q3 		$354K Buy
33,707
+1,292
+4% +$14.5K ﹤0.01% 2885
2023
Q2 		$371K Sell
32,415
-1,246
-4% -$13.9K ﹤0.01% 2858
2023
Q1 		$382 Buy
33,661
+252
+0.8% +$2.99K ﹤0.01% 2773
2022
Q4 		$410K Buy
33,409
+68
+0.2% +$846 ﹤0.01% 2633
2022
Q3 		$406K Sell
33,341
-1,289
-4% -$18.3K ﹤0.01% 2584
2022
Q2 		$488K Sell
34,630
-2,730
-7% -$39.8K ﹤0.01% 2421
2022
Q1 		$596K Sell
37,360
-7,077
-16% -$114K ﹤0.01% 2383
2021
Q4 		$708K Buy
44,437
+153
+0.3% +$2.59K ﹤0.01% 2249
2021
Q3 		$752K Buy
+44,284
New +$800K ﹤0.01% 2157

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AIA
Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services's RIV Position: Q1 2026 in Review

Commonwealth Equity Services increased its RiverNorth Opportunities Fund (RIV) stake by 0.33% in Q1 2026, buying an estimated $729 and bringing the position to 18,785 shares worth $209K. The position accounts for ﹤0.01% of the portfolio, ranked #3975.

Commonwealth Equity Services first reported a position in RIV in Q3 2021 and has held it in 19 quarters since. The position peaked at $752K in Q3 2021. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

  • Commonwealth Equity Services held 18,785 shares of RiverNorth Opportunities Fund worth $209K as of Q1 2026.
  • Commonwealth Equity Services bought 62 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $729.
  • RiverNorth Opportunities Fund made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q1 2026, its #3975 holding.
  • Commonwealth Equity Services first reported a position in RiverNorth Opportunities Fund in Q3 2021 and has held it in 19 quarters since.
  • Commonwealth Equity Services's RiverNorth Opportunities Fund position peaked at $752K in Q3 2021.
  • 57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.