IFP Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

IFP Advisors’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-1,627	Closed	-$30K	–	3813
2018 Q3	$30K	Hold	1,627	–	–	﹤0.01%	2212
2018 Q2	$33K	Buy	1,627 +1,424	+701%	+$29.5K	﹤0.01%	2162
2018 Q1	$4K	Hold	203	–	–	﹤0.01%	3285
2017 Q4	$4K	Sell	203 -4	-2%	-$79	﹤0.01%	3334
2017 Q3	$4K	Buy	+207	New	+$4.2K	﹤0.01%	3532

Other funds holding RIV

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BMCM

Bryn Mawr Capital Management Philadelphia, Pennsylvania $2.06B AUM 19.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

EWM

Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

IFP Advisors's RIV Position: Q4 2018 in Review

IFP Advisors sold out of RiverNorth Opportunities Fund (RIV) in Q4 2018, closing a stake of 1,627 shares — an estimated $30K sold.

IFP Advisors first reported a position in RIV in Q3 2017 and held it in 5 quarters. The position peaked at $33K in Q2 2018. 21 funds tracked by Wall St. Rank hold RIV as of Q4 2018.

IFP Advisors reported no remaining RiverNorth Opportunities Fund position as of Q4 2018 after selling out during the quarter.
IFP Advisors sold 1,627 RiverNorth Opportunities Fund shares in Q4 2018, an estimated $30K.
IFP Advisors first reported a position in RiverNorth Opportunities Fund in Q3 2017 and held it in 5 quarters.
IFP Advisors's RiverNorth Opportunities Fund position peaked at $33K in Q2 2018.
21 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2018.

Based on IFP Advisors's 13F filing for Q4 2018, filed 23 Jan 2019.