PIA
RIV

Perennial Investment Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

Perennial Investment Advisors’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-16,328
Closed -$187K – 372
2023
Q2 		$187K Hold
16,328
– – 0.03% 322
2023
Q1 		$185K Buy
+16,328
New +$194K 0.03% 322

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MP
Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Perennial Investment Advisors's RIV Position: Q3 2023 in Review

Perennial Investment Advisors sold out of RiverNorth Opportunities Fund (RIV) in Q3 2023, closing a stake of 16,328 shares — an estimated $187K sold.

Perennial Investment Advisors first reported a position in RIV in Q1 2023 and held it in 2 quarters. The position peaked at $187K in Q2 2023. 43 funds tracked by Wall St. Rank hold RIV as of Q3 2023.

  • Perennial Investment Advisors reported no remaining RiverNorth Opportunities Fund position as of Q3 2023 after selling out during the quarter.
  • Perennial Investment Advisors sold 16,328 RiverNorth Opportunities Fund shares in Q3 2023, an estimated $187K.
  • Perennial Investment Advisors first reported a position in RiverNorth Opportunities Fund in Q1 2023 and held it in 2 quarters.
  • Perennial Investment Advisors's RiverNorth Opportunities Fund position peaked at $187K in Q2 2023.
  • 43 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2023.

Based on Perennial Investment Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.