Benjamin F. Edwards & Company’s RiverNorth Opportunities Fund RIV Stock Holding History

Benjamin F. Edwards & Company’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-6,819	Closed	-$72K	–	2161
2023 Q3	$72K	Hold	6,819	–	–	﹤0.01%	978
2023 Q2	$78K	Buy	6,819 +929	+16%	+$10.4K	﹤0.01%	966
2023 Q1	$67K	Sell	5,890 -6,994	-54%	-$82.9K	﹤0.01%	1026
2022 Q4	$158K	Buy	12,884 +6,119	+90%	+$76.1K	0.01%	777
2022 Q3	$82K	Sell	6,765 -2,653	-28%	-$37.6K	﹤0.01%	922
2022 Q2	$133K	Buy	9,418 +1,125	+14%	+$16.4K	0.01%	781
2022 Q1	$132K	Buy	8,293 +468	+6%	+$7.51K	0.01%	797
2021 Q4	$125K	Buy	7,825 +5,640	+258%	+$95.5K	0.01%	832
2021 Q3	$37K	Hold	2,185	–	–	﹤0.01%	1099
2021 Q2	$40K	Hold	2,185	–	–	﹤0.01%	1077
2021 Q1	$38K	Hold	2,185	–	–	﹤0.01%	1074
2020 Q4	$35K	Buy	2,185 +1,175	+116%	+$17.5K	﹤0.01%	1046
2020 Q3	$14K	Buy	+1,010	New	+$15.2K	﹤0.01%	1195

Other funds holding RIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

TVAMP

Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Benjamin F. Edwards & Company's RIV Position: Q4 2023 in Review

Benjamin F. Edwards & Company sold out of RiverNorth Opportunities Fund (RIV) in Q4 2023, closing a stake of 6,819 shares — an estimated $72K sold.

Benjamin F. Edwards & Company first reported a position in RIV in Q3 2020 and held it in 13 quarters. The position peaked at $158K in Q4 2022. 54 funds tracked by Wall St. Rank hold RIV as of Q4 2023.

Benjamin F. Edwards & Company reported no remaining RiverNorth Opportunities Fund position as of Q4 2023 after selling out during the quarter.
Benjamin F. Edwards & Company sold 6,819 RiverNorth Opportunities Fund shares in Q4 2023, an estimated $72K.
Benjamin F. Edwards & Company first reported a position in RiverNorth Opportunities Fund in Q3 2020 and held it in 13 quarters.
Benjamin F. Edwards & Company's RiverNorth Opportunities Fund position peaked at $158K in Q4 2022.
54 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2023.

Based on Benjamin F. Edwards & Company's 13F filing for Q4 2023, filed 6 Feb 2024.